Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (19 Sep 2018 to 10 Jan 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (26 Apr 2016 to 26 Apr 2017)
    • CF30 Customer (3 Aug 2015 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 13 Sep 2014)
    • CF21 Investment Adviser (4 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (3 Nov 2005 to 4 Jul 2007)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF21 Investment Adviser (29 Jun 2004 to 29 Oct 2005)
    • CF22 Investment Adviser (Trainee) (29 Nov 2002 to 29 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.