Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (19 Sep 2018 to 10 Jan 2020)
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- [FCA CF] Functions requiring qualifications (26 Apr 2016 to 26 Apr 2017)
- CF30 Customer (3 Aug 2015 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 13 Sep 2014)
- CF21 Investment Adviser (4 Jul 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (3 Nov 2005 to 4 Jul 2007)
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- CF21 Investment Adviser (29 Jun 2004 to 29 Oct 2005)
- CF22 Investment Adviser (Trainee) (29 Nov 2002 to 29 Jun 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.