Nationwide Building Society
- FRN
- 106078
- Date authorised
- 1 April 2013
- Last scraped
- 3 weeks ago
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Nationwide HousePipers WaySwindonWiltshireSN38 1NWUNITED KINGDOM- Phone
- +443457302011
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Complaints Contact
Nationwide HousePipers WaySwindonWiltshireSN38 1NWUNITED KINGDOM- Phone
- +443457302011
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
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Buy-to-Let Mortgage Admin
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Buy-to-Let Mortgage Lending
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Mortgage Servicing
For Customer, Regulated mortgage contract
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Investment Advice (no pensions)
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Stockbroking
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Debt Negotiation
Show 1 limitation Hide limitations
- · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
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Debt Plan Admin
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Debt Collection
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Debt Advice
Show 1 limitation Hide limitations
- · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
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Mortgage Lending
For Customer, Regulated mortgage contract
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Consumer Loans
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Loan Servicing
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Credit Score Services
Show 1 limitation Hide limitations
- · This permission is limited to not carrying out credit repair services
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Alexander Barry Henry
IRN ABH01043
- CF30 Customer (19 Jan 2012 to 22 Apr 2014)
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Alexander Graham Morrison
IRN AGM00004
- CF30 Customer (1 Nov 2007 to 18 Jan 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Alexander James Simpson
IRN AJS00148
- CF30 Customer (16 Nov 2009 to 21 Nov 2013)
- CF22 Investment Adviser (Trainee) (12 Feb 2003 to 13 May 2003)
- CF21 Investment Adviser (1 Dec 2001 to 20 Mar 2002)
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Alexander John Bannister
IRN AJB01445
- [FCA CF] Material risk taker (29 Jun 2022 to 31 Jan 2023)
- [FCA CF] Significant management (29 Jun 2022 to 31 Jan 2023)
- [PRA CF] Significant risk taker or Material risk taker (29 Jun 2022 to 31 Jan 2023)
- CF19 Significant Mgt (Financial Resources) (25 Jun 2002 to 14 May 2003)
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Alexander Michael Bowden
IRN AMB00006
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2003)
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Alexander Michael Merrick
IRN AMM00081
- CF30 Customer (13 Sep 2011 to 6 Jul 2012)
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Alexander Nicholson
IRN AXN00052
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 2 Apr 2026)
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Alexander Pitcher
IRN AXP01496
- CF21 Investment Adviser (19 Oct 2005 to 30 May 2007)
- CF22 Investment Adviser (Trainee) (19 Dec 2002 to 19 Oct 2005)
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Alexander Robert Dickson
IRN ARD00043
- [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Jan 2024)
- CF21 Investment Adviser (1 Dec 2001 to 6 Nov 2006)
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Alexander Walker
IRN AXW84492
- [FCA CF] Manager of certification employee (6 Sep 2017 to 2 May 2023)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Kernow Financial Planning (no longer appointed)
FRN 430275 · Appointed 17 Aug 2007 · Until 31 Dec 2010
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Storie Creden & Simpson (no longer appointed)
FRN 470567 · Appointed 18 Jul 2007 · Until 31 Dec 2010
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David Burnell & Company Ltd (no longer appointed)
FRN 467774 · Appointed 10 May 2007 · Until 31 Dec 2010
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Reynolds Estate Agents Ltd (no longer appointed)
FRN 465596 · Appointed 21 Mar 2007 · Until 17 Sep 2008
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.