Nationwide Building Society

Date authorised
1 April 2013
Last scraped
1 day ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Nationwide House
    Pipers Way
    Swindon
    Wiltshire
    SN38 1NW
    UNITED KINGDOM
    Phone
    +443457302011
    Web
    https://www.nationwide.co.uk

  • Complaints Contact

    Nationwide House
    Pipers Way
    Swindon
    Wiltshire
    SN38 1NW
    UNITED KINGDOM
    Phone
    +443457302011

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Investment Advice (no pensions)

    For Retail (Investment), Professional, Eligible Counterparty, Retail (Non-Investment Insurance), Commercial, Life Policy, Non-investment insurance contracts

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Commercial, Retail (Investment), Retail (Non-Investment Insurance), Future (excluding a commodity future and a rolling spot forex contract), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Rolling spot forex contract, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Share, Spread Bet, Warrant, Life Policy, Non-investment insurance contracts

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Eligible Counterparty, Professional, Retail (Investment), Non-investment insurance contracts, Rolling spot forex contract, Share, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Negotiation

    Show 1 limitation
    • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Debt Plan Admin

  • Debt Collection

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Consumer Loans

  • Loan Servicing

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Debenture, Warrant, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Unit, Life Policy, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lee Anthony Derbyshire

    IRN LXD84945

    • (2599)[FCA CF] Functions requiring qualifications (7 Mar 2016 to 19 Jul 2020)
  • Lee Cattaneo

    IRN LXC01367

    • (1711)[FCA CF] Functions requiring qualifications (7 Mar 2016 to 1 Oct 2021)
    • (1709)CF30 Customer (1 Nov 2007 to 31 Aug 2008)
    • (1710)CF22 Investment Adviser (Trainee) (15 Jan 2007 to 31 Oct 2007)
  • Lee Darville

    IRN LXD01246

    • (1756)[FCA CF] Functions requiring qualifications (7 Mar 2016 to 31 Jan 2024)
    • (1755)CF30 Customer (9 Sep 2013 to 6 Mar 2016)
  • Lee David Stevens

    IRN LXS00084

    • (1905)CF30 Customer (15 Sep 2008 to 27 Feb 2013)
  • Lee Dean Burden

    IRN LDB00002

    • (3675)[FCA CF] Functions requiring qualifications (7 Mar 2016 to 31 Jan 2024)
    • (3673)CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • (3674)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Lee Double

    IRN LXD84355

    • (2795)[FCA CF] Manager of certification employee (27 Feb 2019 to 31 Dec 2019)
    • (2796)[FCA CF] Functions requiring qualifications (7 Mar 2016 to 17 Sep 2021)
  • Lee Duffy

    IRN LXD01533

    • (1313)[FCA CF] Functions requiring qualifications (7 Mar 2016 to 15 May 2022)
    • (1312)CF30 Customer (29 Jan 2016 to 6 Mar 2016)
  • Lee James Bowden

    IRN LJB00005

    • (403)CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2004)
  • Lee John Raybould

    IRN LJR01074

    • (4108)[FCA CF] Manager of certification employee (1 Dec 2017 to 31 May 2020)
    • (4109)[FCA CF] Significant management (7 Mar 2016 to 31 May 2020)
    • (4107)[FCA CF] Material risk taker (7 Mar 2016 to 31 May 2020)
    • (4106)[PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 31 May 2020)
    • (4104)CF29 Significant management (30 Apr 2012 to 15 Oct 2013)
    • (4105)CF28 Systems and controls (3 Jan 2012 to 6 Mar 2016)
  • Lee Malcolm Trimby

    IRN LMT00005

    • (3808)CF30 Customer (23 Jan 2013 to 7 Oct 2013)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: KPR Debt Collection

  2. trading name added: Hearth

  3. trading name added: Dunfermline Direct

  4. trading name added: Dunfermline Building Society

  5. trading name added: Derbyshire Direct

  6. trading name added: Derbyshire Building Society

  7. trading name added: Cheshire Building Society

  8. trading name added: The Derbyshire

  9. trading name added: Salt Commercial

  10. trading name added: Nationwide UK (Ireland)

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