Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Nationwide House
    Pipers Way
    Swindon
    Wiltshire
    SN38 1NW
    UNITED KINGDOM
    Phone
    +443457302011
  • Complaints Contact

    Nationwide House
    Pipers Way
    Swindon
    Wiltshire
    SN38 1NW
    UNITED KINGDOM
    Phone
    +443457302011

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Debt Negotiation

    Show 1 limitation
    • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Debt Plan Admin

  • Debt Collection

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Consumer Loans

  • Loan Servicing

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Ward

    IRN AXW85194

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 20 Apr 2021)
    • [FCA CF] Functions requiring qualifications (5 Aug 2016 to 13 Jul 2020)
  • Andrew William Southgate

    IRN AWS01082

    • CF30 Customer (28 Sep 2009 to 29 Aug 2011)
  • Andrew Willmott

    IRN AGW00017

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 31 Jan 2024)
    • CF30 Customer (8 Aug 2011 to 6 Mar 2016)
  • Andrew Wood

    IRN AXW01660

    • CF30 Customer (1 Nov 2007 to 12 Dec 2008)
    • CF21 Investment Adviser (18 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (15 May 2006 to 18 Oct 2007)
  • Angela Blackman

    IRN AXB85544

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 4 Jan 2023)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 23 Aug 2022)
  • Angela Corner

    IRN AXC02054

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 2 Apr 2026)
  • Angela Greig

    IRN AXG85290

    • [FCA CF] Functions requiring qualifications (11 Apr 2017 to 28 Aug 2021)
  • Angela Harrison

    IRN AXO00005

    • CF30 Customer (1 Nov 2007 to 12 Jun 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Angela Jones

    IRN AXT01227

    • [FCA CF] Functions requiring qualifications (10 Nov 2021 to 1 Apr 2022)
    • CF30 Customer (1 Nov 2007 to 29 Nov 2007)
    • CF21 Investment Adviser (23 Apr 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 Dec 2001 to 23 Apr 2003)
  • Angela Karir

    IRN AXK85977

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 13 Oct 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Molyneux Estates (no longer appointed)

    FRN 222580 · Appointed 16 Jun 2006 · Until 31 Dec 2010

  • Chaffers Ltd (no longer appointed)

    FRN 453571 · Appointed 16 Jun 2006 · Until 31 Dec 2010

  • Milne Moser (no longer appointed)

    FRN 425550 · Appointed 16 Jun 2006 · Until 25 May 2007

  • Middleton Financial Services Ltd (no longer appointed)

    FRN 414519 · Appointed 16 Jun 2006 · Until 25 Feb 2010

  • Brian Duncan (no longer appointed)

    FRN 412548 · Appointed 16 Jun 2006 · Until 31 Dec 2010

  • Batemans (no longer appointed)

    FRN 453569 · Appointed 16 Jun 2006 · Until 21 Jun 2010

  • John Fisk and Company (no longer appointed)

    FRN 156052 · Appointed 16 Jun 2006 · Until 31 Dec 2010

  • D S Johnson (no longer appointed)

    FRN 453567 · Appointed 16 Jun 2006 · Until 31 Dec 2010

  • IT Associates Ltd (no longer appointed)

    FRN 453572 · Appointed 16 Jun 2006 · Until 31 Dec 2010

  • David Barton (no longer appointed)

    FRN 453565 · Appointed 16 Jun 2006 · Until 29 Sep 2009

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.