Nationwide Building Society

• Principal Place of Business

  Nationwide House

  Pipers Way

  Swindon

  Wiltshire

  SN38 1NW

  UNITED KINGDOM

  Phone

  +443457302011

  Web

  https://www.nationwide.co.uk

• Complaints Contact

  Nationwide House

  Pipers Way

  Swindon

  Wiltshire

  SN38 1NW

  UNITED KINGDOM

  Phone

  +443457302011

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Negotiation

  Show 1 limitation Hide limitations

  • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Debt Plan Admin

• Debt Collection

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Holly Alison Marshall

  IRN HXM00108

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 26 Aug 2022)
• Holly Brett

  IRN HMV01008

  • CF30 Customer (4 Oct 2010 to 7 Dec 2012)
• Holly Jones

  IRN HXJ00063

  • [FCA CF] Functions requiring qualifications (4 Mar 2022 to 6 Jun 2022)
• Holly Tatton

  IRN HXT00129

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 12 Oct 2022)
• Howard Vincent Robinson

  IRN HVR00003

  • CF30 Customer (3 Nov 2010 to 8 Jul 2011)
• Huw Davies

  IRN HLD00004

  • CF30 Customer (20 Jan 2011 to 11 Oct 2013)
• Huw Griffiths

  IRN HKG00001

  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 22 Jun 2023)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Iain Alexander Murray

  IRN IAM01054

  • CF30 Customer (16 Oct 2013 to 14 Jul 2014)
• Iain David Lovesy

  IRN LDL00012

  • CF21 Investment Adviser (13 Dec 2002 to 1 Jan 2007)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 Dec 2002)
• Iain Gordon Laing

  IRN IXL01129

  • SMF4 Chief Risk (7 Mar 2016 to 16 Sep 2016)
  • CF10 Compliance Oversight (23 Jan 2013 to 23 Sep 2013)
  • CF28 Systems and controls (11 Jul 2011 to 6 Mar 2016)

• Keen & Bassett (no longer appointed)

  FRN 454646 · Appointed 13 Jul 2006 · Until 31 Dec 2010

• Financial Matters (no longer appointed)

  FRN 153102 · Appointed 13 Jul 2006 · Until 13 Jul 2009

• Ferrier Williams & Partners Ltd (no longer appointed)

  FRN 454641 · Appointed 13 Jul 2006 · Until 29 Jul 2010

• Wilkinson Financial Services Ltd (no longer appointed)

  FRN 454625 · Appointed 13 Jul 2006 · Until 31 Dec 2010

• Willow Properties (Management) Limited (no longer appointed)

  FRN 418604 · Appointed 13 Jul 2006 · Until 13 Jul 2009

• Cambria Financial Ltd (no longer appointed)

  FRN 454642 · Appointed 13 Jul 2006 · Until 14 Nov 2008

• Hose Rhodes Dickons (no longer appointed)

  FRN 453570 · Appointed 16 Jun 2006 · Until 11 Jan 2007

• GMT Nationwide Ltd (no longer appointed)

  FRN 453552 · Appointed 16 Jun 2006 · Until 17 Sep 2008

• David Horsley (no longer appointed)

  FRN 453546 · Appointed 16 Jun 2006 · Until 17 Sep 2008

• Freeman Estates (no longer appointed)

  FRN 405385 · Appointed 16 Jun 2006 · Until 17 Sep 2008

No changes recorded yet.