Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Acacia Financial Consultants Limited
FRN 786358
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF30 Customer (12 Dec 2017 to 8 Dec 2019)
- CF1 Director (12 Dec 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (12 Dec 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (12 Dec 2017 to 8 Dec 2019)
- Responsibility for MCD Intermediation (12 Dec 2017 to 17 Mar 2023)
- Responsible for Insurance Mediation (12 Dec 2017 to 30 Sep 2018)
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- CF30 Customer (12 Jul 2013 to 8 Dec 2017)
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- CF30 Customer (3 Aug 2011 to 6 May 2013)
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- CF30 Customer (3 Nov 2010 to 8 Jul 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.