Nationwide Building Society

• Principal Place of Business

  Nationwide House

  Pipers Way

  Swindon

  Wiltshire

  SN38 1NW

  UNITED KINGDOM

  Phone

  +443457302011

  Web

  https://www.nationwide.co.uk

• Complaints Contact

  Nationwide House

  Pipers Way

  Swindon

  Wiltshire

  SN38 1NW

  UNITED KINGDOM

  Phone

  +443457302011

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Negotiation

  Show 1 limitation Hide limitations

  • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Debt Plan Admin

• Debt Collection

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• James Brian Bailey

  IRN JBB00027

  • CF30 Customer (1 Nov 2007 to 29 Jan 2008)
  • CF21 Investment Adviser (16 Jan 2004 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 16 Jan 2004)
• James Britton

  IRN JXB84992

  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 27 May 2023)
• James Carle

  IRN JXC85899

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
• James Charles Barnett

  IRN JCB00087

  • CF30 Customer (1 Nov 2007 to 24 Oct 2008)
  • CF21 Investment Adviser (3 Apr 2002 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 Apr 2002)
• James Clarke

  IRN JXC86123

  • [FCA CF] Functions requiring qualifications (28 Mar 2018 to 27 Dec 2019)
• James Cowlishaw

  IRN JXC85652

  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 24 Aug 2021)
• James Darren Tokelove

  IRN JDT01056

  • CF30 Customer (1 Nov 2007 to 11 Mar 2011)
  • CF21 Investment Adviser (30 Sep 2004 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (22 Jul 2002 to 30 Sep 2004)
• James Dover

  IRN JXD85939

  • [FCA CF] Manager of certification employee (18 Feb 2019 to 22 Nov 2020)
  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 22 Nov 2020)
• James Dyas

  IRN JXD01839

  • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Jan 2024)
  • CF30 Customer (27 May 2008 to 29 Jun 2012)
• James Edward Humphrey

  IRN JEH01180

  • CF30 Customer (1 Nov 2007 to 2 Dec 2011)
  • CF21 Investment Adviser (12 Mar 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (7 Oct 2004 to 12 Mar 2007)

• Shepherd & Co (no longer appointed)

  FRN 454645 · Appointed 13 Jul 2006 · Until 30 Jan 2009

• Burnell Kemp & Co Ltd (no longer appointed)

  FRN 454635 · Appointed 13 Jul 2006 · Until 8 May 2007

• Huson & Biggs & Co (no longer appointed)

  FRN 454650 · Appointed 13 Jul 2006 · Until 14 Nov 2007

• Prichard & Partners (Brecon) (no longer appointed)

  FRN 454640 · Appointed 13 Jul 2006 · Until 1 Sep 2008

• Boltons Estate Agents (no longer appointed)

  FRN 424936 · Appointed 13 Jul 2006 · Until 8 May 2007

• Aldreds Ltd (no longer appointed)

  FRN 454647 · Appointed 13 Jul 2006 · Until 16 Jul 2009

• Woodward Insurance & Mortgage Services Ltd (no longer appointed)

  FRN 161587 · Appointed 13 Jul 2006 · Until 31 Dec 2010

• Bishop & Company (MSN) Limited (no longer appointed)

  FRN 409493 · Appointed 13 Jul 2006 · Until 1 Feb 2008

• CHN Associates Ltd (no longer appointed)

  FRN 454639 · Appointed 13 Jul 2006 · Until 31 Mar 2010

• Ellis & Sons (no longer appointed)

  FRN 454624 · Appointed 13 Jul 2006 · Until 31 Dec 2010

No changes recorded yet.