Nationwide Building Society

FRN: 106078
Date authorised: 1 April 2013
Last scraped: 2 days ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Nationwide House

Pipers Way

Swindon

Wiltshire

SN38 1NW

UNITED KINGDOM

Phone

+443457302011

Web

https://www.nationwide.co.uk
Complaints Contact

Nationwide House

Pipers Way

Swindon

Wiltshire

SN38 1NW

UNITED KINGDOM

Phone

+443457302011

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Buy-to-Let Mortgage Admin
Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Buy-to-Let Mortgage Lending
Mortgage Servicing

For Customer, Regulated mortgage contract
Investment Advice (no pensions)

For Retail (Investment), Professional, Eligible Counterparty, Retail (Non-Investment Insurance), Commercial, Life Policy, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Commercial, Retail (Investment), Retail (Non-Investment Insurance), Future (excluding a commodity future and a rolling spot forex contract), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Rolling spot forex contract, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Share, Spread Bet, Warrant, Life Policy, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Arranging

For Customer, Regulated mortgage contract
Credit Brokering
Stockbroking

For Retail (Non-Investment Insurance), Commercial, Eligible Counterparty, Professional, Retail (Investment), Non-investment insurance contracts, Rolling spot forex contract, Share, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Trades With You Directly

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Debt Negotiation
Show 1 limitation Hide limitations
- · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
Debt Plan Admin
Debt Collection
Debt Advice
Show 1 limitation Hide limitations
- · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
Mortgage Lending

For Customer, Regulated mortgage contract
Consumer Loans
Loan Servicing
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Debenture, Warrant, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Unit, Life Policy, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Credit Score Services
Show 1 limitation Hide limitations
- · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Lisa Marshall
IRN LXM84696
- (751)[FCA CF] Manager of certification employee (7 Mar 2016 to 7 Oct 2019)
Lisa Mason
IRN LXM85373
- (946)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (947)[FCA CF] Functions requiring qualifications (since 7 Mar 2016)
Lisa Muir
IRN LXM00005
- (201)CF30 Customer (1 Nov 2007 to 11 Feb 2008)
- (202)CF21 Investment Adviser (1 Dec 2001 to 1 Jan 2005)
Lisa Nadine Maharaj
IRN LNM01019
- (386)CF30 Customer (3 Feb 2011 to 27 Jul 2011)
Lisa Paton
IRN LXP85919
- (776)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (777)[FCA CF] Functions requiring qualifications (since 2 Apr 2026)
- (3372)[FCA CF] Functions requiring qualifications (7 Mar 2016 to 21 Jun 2021)
Lisa Paxton
IRN LXP85536
- (3542)[FCA CF] Functions requiring qualifications (7 Mar 2016 to 1 Apr 2022)
Lisa Pearson
IRN LJB01140
- (1352)CF30 Customer (30 Aug 2011 to 5 Mar 2012)
Lisa Quee
IRN LXQ00009
- (442)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (443)[FCA CF] Functions requiring qualifications (since 1 Jun 2023)
- (3103)[FCA CF] Functions requiring qualifications (14 Feb 2022 to 10 Mar 2023)
Lloyd Davies
IRN LSD01017
- (3978)CF30 Customer (1 Nov 2007 to 23 Dec 2010)
- (3979)CF22 Investment Adviser (Trainee) (8 Jan 2007 to 31 Oct 2007)
Lois Jordan
IRN LXJ84954
- (1083)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1084)[FCA CF] Manager of certification employee (since 30 Aug 2022)
- (1085)[FCA CF] Functions requiring qualifications (since 14 Sep 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

J W Homes (no longer appointed)
FRN 460351 · Appointed 22 Nov 2006 · Until 17 Sep 2008
Nicholsons Yorkshire Coast Estate Agents Ltd (no longer appointed)
FRN 460352 · Appointed 22 Nov 2006 · Until 29 Sep 2009
Bromleys Ltd (no longer appointed)
FRN 459021 · Appointed 25 Oct 2006 · Until 8 May 2007
Mapus Smith & Lemmon (no longer appointed)
FRN 458718 · Appointed 17 Oct 2006 · Until 31 Dec 2010
Appletree Ltd (no longer appointed)
FRN 458137 · Appointed 4 Oct 2006 · Until 31 Dec 2010
Bairstow Eves (West Midlands) Ltd (no longer appointed)
FRN 457764 · Appointed 27 Sep 2006 · Until 17 Oct 2008
Gardner Massey Wright (no longer appointed)
FRN 457683 · Appointed 26 Sep 2006 · Until 31 Dec 2010
Giles Smith Independent Financial Services Ltd (no longer appointed)
FRN 457623 · Appointed 25 Sep 2006 · Until 31 Dec 2010
Larards Property Management Ltd (no longer appointed)
FRN 434008 · Appointed 21 Sep 2006 · Until 31 Dec 2010
Miller & Son (no longer appointed)
FRN 457555 · Appointed 21 Sep 2006 · Until 31 Dec 2010

Recent activity

Updates to this firm's record on the FCA register.

2 days ago
trading name added: Nationwide International
2 days ago
trading name added: Nationwide for business
2 days ago
trading name added: Nationwide for Business
2 days ago
trading name added: Nationwide Financial Solutions
2 days ago
permission removed: CBTL Effective Date
2 days ago
permission removed: CBTL Status
2 days ago
controlled function added: (1271)SMF17 Money Laundering Reporting Officer (MLRO)
2 days ago
controlled function added: (1270)SMF18 Other Overall Responsibility
2 days ago
controlled function added: (1269)SMF10 Chair of the Risk Committee
2 days ago
controlled function added: (1268)SMF18 Other Overall Responsibility

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.