Nationwide Building Society

Date authorised
1 April 2013
Last scraped
5 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Nationwide House
    Pipers Way
    Swindon
    Wiltshire
    SN38 1NW
    UNITED KINGDOM
    Phone
    +443457302011
    Web
    https://www.nationwide.co.uk

  • Complaints Contact

    Nationwide House
    Pipers Way
    Swindon
    Wiltshire
    SN38 1NW
    UNITED KINGDOM
    Phone
    +443457302011

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Investment Advice (no pensions)

    For Retail (Investment), Professional, Eligible Counterparty, Retail (Non-Investment Insurance), Commercial, Life Policy, Non-investment insurance contracts

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Commercial, Retail (Investment), Retail (Non-Investment Insurance), Future (excluding a commodity future and a rolling spot forex contract), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Rolling spot forex contract, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Share, Spread Bet, Warrant, Life Policy, Non-investment insurance contracts

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Eligible Counterparty, Professional, Retail (Investment), Non-investment insurance contracts, Rolling spot forex contract, Share, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Negotiation

    Show 1 limitation
    • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Debt Plan Admin

  • Debt Collection

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Consumer Loans

  • Loan Servicing

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Debenture, Warrant, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Unit, Life Policy, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lucy Kate Young

    IRN LKH01030

    • (1346)[FCA CF] Manager of certification employee (25 Jan 2022 to 31 Jan 2024)
    • (1347)[FCA CF] Functions requiring qualifications (7 Mar 2016 to 31 Jan 2024)
    • (1345)CF30 Customer (1 Mar 2011 to 16 Jan 2015)
  • Lucy Knight

    IRN LXK86015

    • (738)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (739)[FCA CF] Functions requiring qualifications (since 4 Jul 2017)
  • Lucy McConnell

    IRN LXM86099

    • (716)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (717)[FCA CF] Functions requiring qualifications (since 17 Jun 2021)
    • (3301)[FCA CF] Functions requiring qualifications (7 Mar 2016 to 1 Apr 2020)
    • (3300)[FCA CF] Manager of certification employee (7 Mar 2016 to 1 Apr 2020)
  • Lucy Way

    IRN LXH85032

    • (1039)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (1040)[FCA CF] Functions requiring qualifications (since 11 Jun 2025)
    • (2542)[FCA CF] Functions requiring qualifications (14 Jun 2019 to 8 Nov 2021)
  • Lucy Woodhouse

    IRN LXW85983

    • (3345)[FCA CF] Functions requiring qualifications (9 Jan 2019 to 14 Apr 2022)
  • Luigi Francesco Sedda

    IRN LXS00191

    • (3160)[FCA CF] Functions requiring qualifications (12 Oct 2022 to 28 Dec 2023)
  • Luis Marino

    IRN LXM01145

    • (456)CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 1 Apr 2002)
  • Luke Christopher Homer

    IRN LXH84948

    • (2597)[FCA CF] Functions requiring qualifications (24 Mar 2022 to 31 Jan 2024)
    • (2596)[FCA CF] Manager of certification employee (20 May 2019 to 6 Feb 2022)
  • Luke Colegate

    IRN LXC84588

    • (1115)[FCA CF] Manager of certification employee (since 19 Mar 2026)
    • (2694)[FCA CF] Manager of certification employee (7 Mar 2016 to 2 Aug 2021)
  • Luke Davies

    IRN LXD85737

    • (3456)[FCA CF] Functions requiring qualifications (26 Jul 2022 to 31 Jan 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (1157)[FCA CF] Manager of certification employee

  2. controlled function added: (1156)[FCA CF] Manager of certification employee

  3. controlled function added: (1155)[FCA CF] Material risk taker

  4. controlled function added: (1154)[FCA CF] Client dealing

  5. controlled function added: (1153)[PRA CF] Significant risk taker or Material risk taker

  6. controlled function added: (1152)[FCA CF] Manager of certification employee

  7. controlled function added: (1151)[FCA CF] Material risk taker

  8. controlled function added: (1150)[PRA CF] Significant risk taker or Material risk taker

  9. controlled function added: (1149)[FCA CF] Manager of certification employee

  10. controlled function added: (1148)[FCA CF] Manager of certification employee

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