National Friendly Financial Solutions Limited

• Principal Place of Business

  National Friendly

  11-12 Queen Square

  Bristol

  Bristol, City Of

  BS1 4NT

  UNITED KINGDOM

  Phone

  +4407776598245

  Web

  https://www.nffs.co.uk

• Complaints Contact

  National Friendly

  11-12 Queen Square

  Bristol

  Bristol, City Of

  BS1 4NT

  UNITED KINGDOM

  Phone

  +441172446048

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice,second charge mortgages, buy-to-let mortgages and advising individuals planning for income in retirement.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Basic Pension Advice

  For Retail (Investment), Stakeholder products

• Oluwagbenga Isaac Adekola

  IRN OXA00149

  • [FCA CF] Significant management (24 May 2024 to 30 Sep 2025)
• Peter Mann

  IRN PXM00242

  • [FCA CF] Functions requiring qualifications (1 Feb 2021 to 29 Mar 2023)
• Rachel Ann Higgins

  IRN RAH01170

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Oct 2021)
  • SMF16 Compliance Oversight (9 Dec 2019 to 7 Oct 2021)
  • CF10 Compliance Oversight (27 May 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (12 Aug 2015 to 8 Dec 2019)
• Rachell Cara Elliott

  IRN RCE01035

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 11. Pension transfer specialist
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (6 Jun 2012 to 8 Dec 2019)
• Richard Higgs

  IRN RXH01787

  • CF30 Customer (28 May 2010 to 13 Mar 2015)
• Richard Thomas Hall Sear

  IRN RTS01017

  • CF8 Apportionment and Oversight (1 Jan 2008 to 31 Mar 2009)
  • CF3 Chief Executive (1 Jan 2008 to 22 Jul 2011)
  • CF1 Director (3 Sep 2007 to 22 Jul 2011)
• Ricky James Joyce

  IRN RXJ00067

  • [FCA CF] Material risk taker (1 Dec 2021 to 25 May 2022)
• Robert Little

  IRN RXL00461

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Jun 2025)
  • SMF16 Compliance Oversight (since 11 Jun 2025)
• Roger John Parker

  IRN RJP01240

  • CF30 Customer (8 Sep 2009 to 8 Sep 2009)
• Roger Michael Adams

  IRN RMA00004

  • CF21 Investment Adviser (13 Jul 2006 to 31 Dec 2006)

• Southbourne Trading Company Limited (no longer appointed)

  FRN 599001 · Appointed 25 Oct 2013 · Until 29 Jan 2015

No changes recorded yet.