Richard Higgs

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Continuum (Financial Services) LLP

    FRN 802331

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 19 Feb 2020)
    • [FCA CF] Client dealing (since 19 Feb 2020)
  • Radiant Financial Planning Limited (no longer approved here)

    FRN 192396

    • CF30 Customer (2 Mar 2018 to 31 Oct 2019)
  • J. EDWARD SELLARS AND PARTNERS LIMITED (no longer approved here)

    FRN 116320

    • CF30 Customer (10 Apr 2015 to 31 Jan 2018)
  • National Friendly Financial Solutions Limited (no longer approved here)

    FRN 452784

    • CF30 Customer (28 May 2010 to 13 Mar 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.