NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE)

• Principal Place of Business

  Tiddington Road

  -

  Stratford-upon-Avon

  Warwickshire

  CV37 7BJ

  UNITED KINGDOM

  Phone

  +441789204211

  Web

  https://www.nfumutual.co.uk

• Complaints Contact

  Tiddington Road

  -

  Stratford-upon-Avon

  Warwickshire

  CV37 7BJ

  UNITED KINGDOM

  Phone

  +441789204211

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Accident, Aircraft, Aircraft liability, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Accident, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship

• Runs Stakeholder Pensions

  For Professional, Retail (Investment)

• Runs Personal Pensions

  For Professional, Retail (Investment)

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Catherine Lesley Reese

  IRN CLB00035

  • CF4 Partner (AR) (since 17 Oct 2018)
  • CF30 Customer (1 Nov 2007 to 31 Jul 2016)
  • CF21 Investment Adviser (14 May 2002 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 14 May 2002)
• Catherine Louise Bowman

  IRN CLB01118

  • CF4 Partner (AR) (since 5 Feb 2010)
• Catherine Louise Smith

  IRN CLS01063

  • CF21 Investment Adviser (9 Aug 2004 to 18 Nov 2004)
  • CF22 Investment Adviser (Trainee) (22 Oct 2002 to 9 Aug 2004)
• Catherine Margaret Brown

  IRN CMB01143

  • CF4 Partner (AR) (14 Jan 2005 to 25 Apr 2007)
• Catherine Margaret Louise Myland

  IRN CMM01119

  • CF4 Partner (AR) (since 14 Jan 2005)
• Catherine Mary Gallagher

  IRN CMG01119

  • CF4 Partner (AR) (15 Mar 2010 to 26 Apr 2011)
• Catherine Petersen

  IRN CXP00754

  • [FCA CF] Material risk taker (since 1 Apr 2026)
  • [PRA CF] Significant risk taker or Material risk taker (since 1 Apr 2026)
  • [FCA CF] Significant management (since 21 Aug 2025)
• Catherine Sadler

  IRN CXS02361

  • CF4 Partner (AR) (7 Jun 2016 to 30 Apr 2018)
• Catrin Mair Jones

  IRN CMR01087

  • CF4 Partner (AR) (since 14 Jan 2005)
• Catriona Jane Anne McFadyen

  IRN CJM01365

  • CF4 Partner (AR) (13 May 2008 to 1 Jun 2009)

• H W Holgate, D A Morgan, C Jones, C H Davies, R M Davies & M C Davies

  FRN 416869 · Appointed 14 Jan 2005

• I F Kernohan, R J Lee, G M Thompson & K McCullough

  FRN 407714 · Appointed 14 Jan 2005 · Tied agent

• C E J Fisher, G J Lilley & L A M Bourke

  FRN 403617 · Appointed 14 Jan 2005 · Tied agent

• G K Heal, K S Brake & P J Chalker

  FRN 407444 · Appointed 14 Jan 2005 · Tied agent

• G J Davies & B R Williams

  FRN 417754 · Appointed 14 Jan 2005 · Tied agent

• C Dale, T K Winder & I T Dale

  FRN 402923 · Appointed 14 Jan 2005

• A O Griffiths, R M Jones, D R Turner & G M Jones

  FRN 418166 · Appointed 14 Jan 2005 · Tied agent

• G G Proll, M J Hilyer & L C Douglas

  FRN 407959 · Appointed 14 Jan 2005 · Tied agent

• C A Reed & C L Bowman

  FRN 407922 · Appointed 14 Jan 2005 · Tied agent

• E S Warnock, D Cluckie, C J Wasson & G R MacLean

  FRN 407987 · Appointed 14 Jan 2005 · Tied agent

No changes recorded yet.