Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF4 Partner (AR) (since 17 Oct 2018)
- CF30 Customer (1 Nov 2007 to 31 Jul 2016)
- CF21 Investment Adviser (14 May 2002 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 14 May 2002)
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- (3)Employed By (17 Oct 2018 to 28 Apr 2026)
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- CF30 Customer (1 Aug 2016 to 21 Dec 2018)
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- CF21 Investment Adviser (14 May 2002 to 1 Apr 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 14 May 2002)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Catherine L Reese
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controlled function added: (3)Employed By at Catherine L Reese