NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE)
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Tiddington Road-Stratford-upon-AvonWarwickshireCV37 7BJUNITED KINGDOM- Phone
- +441789204211
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Complaints Contact
Tiddington Road-Stratford-upon-AvonWarwickshireCV37 7BJUNITED KINGDOM- Phone
- +441789204211
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
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- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
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P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Manages Insurance Policies
For All, Accident, Aircraft, Aircraft liability, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship
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Stockbroking
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Issues Insurance
For All, Accident, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship
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Runs Stakeholder Pensions
For Professional, Retail (Investment)
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Runs Personal Pensions
For Professional, Retail (Investment)
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Graham Robert Holliday
IRN GRH01105
- CF4 Partner (AR) (since 10 Jan 2007)
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Graham Smith
IRN GXS77053
- [FCA CF] Material risk taker (since 1 Apr 2026)
- [PRA CF] Significant risk taker or Material risk taker (since 2 Sep 2024)
- [FCA CF] Manager of certification employee (since 2 Sep 2024)
- [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 30 Aug 2019)
- [FCA CF] Significant management (10 Dec 2018 to 30 Aug 2019)
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Grahame John Elliott
IRN GXE00077
- CF4 Partner (AR) (since 10 Feb 2022)
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Gregory Graham Proll
IRN GGP01014
- CF4 Partner (AR) (since 31 Mar 2009)
- CF4 Partner (5 Jul 2006 to 31 Mar 2009)
- CF7 Sole Trader (AR) (10 Oct 2005 to 5 Jul 2006)
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Gregory James Wheatley
IRN GXW00122
- CF4 Partner (AR) (since 19 Feb 2021)
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Gregory William Paul Riley Connolly
IRN GXC00441
- CF4 Partner (AR) (since 23 Nov 2022)
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Gwenllian Mai Jones
IRN GMJ01057
- CF4 Partner (AR) (since 11 May 2017)
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Gyles Irwin John Dawson
IRN GID01008
- CF4 Partner (AR) (19 Aug 2011 to 2 Oct 2021)
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HUGH BREEN
IRN HXB00011
- CF21 Investment Adviser (1 Dec 2001 to 27 Dec 2002)
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Hannah Dixon
IRN HXD77042
- [FCA CF] Material risk taker (since 1 Apr 2026)
- [PRA CF] Significant risk taker or Material risk taker (since 2 Jun 2025)
- [FCA CF] Manager of certification employee (since 2 Jun 2025)
- [FCA CF] Manager of certification employee (10 Dec 2018 to 14 Jun 2020)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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P L Verrell, S C Jones, M D Hubbard & D Brighton-Watt
FRN 709321 · Appointed 6 Jul 2015
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P J McCarthy, G R Thomas & S N George
FRN 681770 · Appointed 2 Apr 2015 · Tied agent
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K S Pimblett & K J Zarzecki
FRN 681744 · Appointed 2 Apr 2015 · Tied agent
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L D McEwan & A J Mackle
FRN 671991 · Appointed 17 Feb 2015
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A J P Webster & S M Hall
FRN 666815 · Appointed 19 Jan 2015 · Tied agent
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S Mair, H M Gower & L M Davies
FRN 620843 · Appointed 10 Apr 2014 · Tied agent
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T M Shepherd & L Penn
FRN 607001 · Appointed 9 Sep 2013 · Tied agent
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S J Hepburn, T C Brodie, R R Silvers & S A Law
FRN 606740 · Appointed 2 Sep 2013 · Tied agent
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K B Sowden & R A Kilner
FRN 595530 · Appointed 6 Feb 2013 · Tied agent
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J J Sayles & N D Macleod
FRN 580289 · Appointed 26 Apr 2012 · Tied agent
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.