Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 19 May 2021)
    • Responsibility for MCD Intermediation (since 19 May 2021)
    • Responsible for Insurance Distribution (since 19 May 2021)
    • SMF16 Compliance Oversight (since 19 May 2021)
    • SMF3 Executive Director (since 19 May 2021)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 May 2021)
    • CF1 Director (AR) (2 May 2014 to 6 May 2021)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (1 Nov 2006 to 31 Dec 2012)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF22 Investment Adviser (Trainee) (6 Jan 2003 to 29 Jun 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 27 Dec 2002)
  • N.F.U. Mutual Unit Managers Limited (no longer approved here)

    FRN 121922

    • CF21 Investment Adviser (1 Dec 2001 to 27 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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