NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE)

• Principal Place of Business

  Tiddington Road

  -

  Stratford-upon-Avon

  Warwickshire

  CV37 7BJ

  UNITED KINGDOM

  Phone

  +441789204211

  Web

  https://www.nfumutual.co.uk

• Complaints Contact

  Tiddington Road

  -

  Stratford-upon-Avon

  Warwickshire

  CV37 7BJ

  UNITED KINGDOM

  Phone

  +441789204211

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Accident, Aircraft, Aircraft liability, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Accident, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship

• Runs Stakeholder Pensions

  For Professional, Retail (Investment)

• Runs Personal Pensions

  For Professional, Retail (Investment)

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Benjamin Thomas Rumsey

  IRN BTR00017

  • CF4 Partner (AR) (24 Mar 2022 to 24 Jan 2024)
• Bethan Teresa Harris

  IRN BTH01027

  • CF4 Partner (AR) (13 Apr 2015 to 31 May 2017)
• Bethany Fern Filmer

  IRN BFF01010

  • CF4 Partner (AR) (since 21 Feb 2013)
• Beverley Cliffe Hodson

  IRN BXH01141

  • CF2 Non Executive Director (1 Jul 2008 to 21 Jun 2012)
• Beverley Jane Mitchell

  IRN BXM00321

  • SMF18 Other Overall Responsibility (since 1 Jun 2023)
  • Responsible for Insurance Distribution (since 1 Jun 2023)
  • [FCA CF] Significant management (1 Jul 2022 to 31 May 2023)
• Bonnie Chrusciak

  IRN BXC01454

  • CF4 Partner (AR) (20 Dec 2010 to 11 Apr 2012)
• Brett Colin Hewitt

  IRN BCH01042

  • CF4 Partner (AR) (16 Dec 2010 to 30 Nov 2012)
• Brett Green

  IRN BXG00226

  • [FCA CF] Material risk taker (since 1 Apr 2026)
  • [PRA CF] Significant risk taker or Material risk taker (since 1 Apr 2026)
• Brian Anthony Lambrick Lambrick

  IRN BAL01024

  • CF4 Partner (AR) (14 Jan 2005 to 31 Jul 2013)
• Brian Frank Folkard

  IRN BFF00002

  • CF30 Customer (1 Nov 2007 to 31 Jul 2016)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

• I Mandle, G Davies, G R Holliday & N E Wilkinson Buckle

  FRN 402954 · Appointed 14 Jan 2005

• S Bates, E D Stubbs, N L Clarke & J E McCann

  FRN 402043 · Appointed 14 Jan 2005 · Tied agent

• C Valter & R Sleep

  FRN 407984 · Appointed 14 Jan 2005 · Tied agent

• P C Hambling, R A Hicks, C J Pybus & H L Lumley-Senior

  FRN 402951 · Appointed 14 Jan 2005 · Tied agent

• S E Procter & L Parker

  FRN 407681 · Appointed 14 Jan 2005 · Tied agent

• S E Rank & J E Watson

  FRN 407919 · Appointed 14 Jan 2005 · Tied agent

• I M Pickering, C S Robinson & A Stephenson

  FRN 403598 · Appointed 14 Jan 2005 · Tied agent

• O J Newport & A J Clifton

  FRN 407677 · Appointed 14 Jan 2005 · Tied agent

• N J Tait & J R Laughton

  FRN 407865 · Appointed 14 Jan 2005 · Tied agent

• I G Gregg, D A Lennox, W J H Whyte, S I Lynch & L Stewart

  FRN 403618 · Appointed 14 Jan 2005 · Tied agent

No changes recorded yet.