Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Stuart Chase Financial Planning Ltd
FRN 724344
- (2)Employed By (since 29 Jan 2026)
-
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 13 Dec 2018)
-
- Employed By (13 Dec 2018 to 3 Feb 2026)
-
- CF30 Customer (1 Aug 2016 to 30 Oct 2018)
-
- CF30 Customer (1 Nov 2007 to 31 Jul 2016)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
-
- CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2007)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function removed: Employed By at Stuart Chase Financial Planning Ltd
-
controlled function added: (2)Employed By at Stuart Chase Financial Planning Ltd