NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE)
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Tiddington Road-Stratford-upon-AvonWarwickshireCV37 7BJUNITED KINGDOM- Phone
- +441789204211
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Complaints Contact
Tiddington Road-Stratford-upon-AvonWarwickshireCV37 7BJUNITED KINGDOM- Phone
- +441789204211
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
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P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Manages Insurance Policies
For All, Accident, Aircraft, Aircraft liability, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship
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Stockbroking
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Issues Insurance
For All, Accident, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship
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Runs Stakeholder Pensions
For Professional, Retail (Investment)
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Runs Personal Pensions
For Professional, Retail (Investment)
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Michael John Case
IRN MJC00066
- (569)CF4 Partner (AR) (14 Jan 2005 to 31 Dec 2006)
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Michael John Ewins
IRN MJE01090
- (781)CF4 Partner (AR) (30 Jun 2017 to 1 Jan 2023)
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Michael John Ratcliffe
IRN MJR00084
- (766)CF30 Customer (1 Nov 2007 to 30 Oct 2010)
- (767)CF21 Investment Adviser (14 Oct 2002 to 31 Oct 2007)
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Michael Joseph Hilyer
IRN MJH01427
- (342)CF4 Partner (AR) (since 14 Jan 2005)
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Michael Joseph Oakley
IRN MJO00032
- (74)CF30 Customer (1 Nov 2007 to 31 Aug 2012)
- (75)CF21 Investment Adviser (29 Aug 2002 to 31 Oct 2007)
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Michael Julian Chicken
IRN MJC01404
- (267)CF4 Partner (AR) (since 14 Jan 2005)
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Michael Lewis Mendham
IRN MLM00011
- (7)CF30 Customer (1 Nov 2007 to 31 Dec 2013)
- (8)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Michael McMahon
IRN MXM00163
- (348)CF30 Customer (1 Nov 2007 to 30 May 2009)
- (349)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Michael Roger Thomas
IRN MRT01065
- (244)CF4 Partner (AR) (since 14 Jan 2005)
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Michael Sheridan Riley
IRN MSR00027
- (1162)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Jun 2002)
- (1163)CF21 Investment Adviser (1 Dec 2001 to 7 Jun 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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J M Wilson & W E H Baillie
FRN 576562 · Appointed 5 Mar 2012
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J N Atkins & R K Pym
FRN 567423 · Appointed 26 Oct 2011
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J R Godfrey, V E Martin, J M Buckland & J R Cade
FRN 550843 · Appointed 13 May 2011
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S H Smith, A L Willden & D Unsworth
FRN 538689 · Appointed 5 Jan 2011
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J M Young & K L Morgan
FRN 532984 · Appointed 6 Oct 2010
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J P Raven & I H Crickmay
FRN 530753 · Appointed 27 Aug 2010
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J C Langley & C M G Platt
FRN 530738 · Appointed 27 Aug 2010
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P J Shirley, I D Maddever, H Myatt & R C Young
FRN 516713 · Appointed 25 Jan 2010
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L J King & K J Mitchell
FRN 493293 · Appointed 19 Dec 2008
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N C Savage, A E M Walker & D M Calver
FRN 480795 · Appointed 26 Mar 2008
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (579)[FCA CF] Significant management
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controlled function added: (578)[FCA CF] Material risk taker
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controlled function added: (577)[PRA CF] Significant risk taker or Material risk taker
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controlled function added: (576)[FCA CF] Material risk taker
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controlled function added: (575)[PRA CF] Significant risk taker or Material risk taker
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controlled function added: (574)[FCA CF] Significant management
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controlled function added: (573)[FCA CF] Material risk taker
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controlled function added: (572)[PRA CF] Significant risk taker or Material risk taker
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controlled function added: (571)[FCA CF] Significant management
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controlled function added: (570)[FCA CF] Material risk taker