Michael Sheridan Riley

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Severnside Financial Planning Ltd

    FRN 911899

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Jan 2026)
    • [FCA CF] Functions requiring qualifications (since 16 Sep 2021)
  • Cornell Financial Limited (no longer approved here)

    FRN 683839

    • Employed By (10 Mar 2020 to 6 Nov 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Nov 2021)
    • CF1 Director (AR) (30 Aug 2013 to 6 Nov 2021)
    • CF30 Customer (14 May 2012 to 6 Nov 2021)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (30 Aug 2013 to 6 Nov 2021)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF30 Customer (1 Nov 2007 to 18 Aug 2012)
    • CF23 Corporate Finance Adviser (2 Mar 2007 to 2 Mar 2007)
    • CF21 Investment Adviser (2 Mar 2007 to 31 Oct 2007)
    • CF1 Director (AR) (22 Jul 2005 to 18 Aug 2012)
    • CF22 Investment Adviser (Trainee) (22 Jul 2005 to 2 Mar 2007)
  • iadviser Ltd (no longer approved here)

    FRN 435681

    • (2)Employed By (22 Jul 2005 to 18 Aug 2012)
  • NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE) (no longer approved here)

    FRN 117664

    • CF21 Investment Adviser (1 Dec 2001 to 7 Jun 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Jun 2002)
  • N.F.U. Mutual Unit Managers Limited (no longer approved here)

    FRN 121922

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Jun 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 7 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.