Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Tiddington Road-Stratford-upon-AvonWarwickshireCV37 7BJUNITED KINGDOM- Phone
- +441789204211
-
Complaints Contact
Tiddington Road-Stratford-upon-AvonWarwickshireCV37 7BJUNITED KINGDOM- Phone
- +441789204211
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Bank Deposits
For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
-
P2P Lending Advice
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional
-
Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Arranges Asset Safekeeping
For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Insurance Admin
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
-
Manages Insurance Policies
For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Aircraft, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Aircraft liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Assistance, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management
-
Stockbroking
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Rolling spot forex contract, Spread Bet, Stakeholder pension scheme, Life Policy, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Trades With You Directly
For Retail (Investment), Professional, Eligible Counterparty, Life Policy, Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Spread Bet
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
-
Issues Insurance
For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Assistance, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management
-
Runs Stakeholder Pensions
For Retail (Investment), Professional
-
Runs Personal Pensions
For Retail (Investment), Professional
-
Investment Setup
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Holds Your Assets
For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Mathew James Latchford
IRN MXL00246
- (454)CF4 Partner (AR) (since 5 May 2021)
-
Matthew Alan Earl
IRN MAE01089
- (229)CF4 Partner (AR) (since 26 Feb 2007)
-
Matthew Brett Griffin
IRN MBG01042
- (369)CF4 Partner (AR) (since 7 Nov 2014)
-
Matthew David Shepherd
IRN MDS01241
- (133)CF4 Partner (AR) (since 18 Feb 2016)
-
Matthew David Standen
IRN MDS00024
- (247)CF30 Customer (1 Nov 2007 to 13 Apr 2016)
- (248)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
-
Matthew Edward Cox
IRN MEC01117
- (677)CF4 Partner (AR) (3 Nov 2010 to 26 Jul 2016)
-
Matthew George Holland
IRN MXH00080
- (385)CF30 Customer (1 Nov 2007 to 2 Sep 2009)
- (386)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
-
Matthew James Bennett
IRN MJB01271
- (598)[FCA CF] Material risk taker (since 1 Apr 2026)
- (597)[PRA CF] Significant risk taker or Material risk taker (since 10 Dec 2021)
-
Matthew James Ford
IRN MJF01291
- (105)CF4 Partner (AR) (28 Nov 2013 to 30 Nov 2014)
-
Matthew James Gummerson
IRN MJG01363
- (306)CF4 Partner (AR) (since 8 Jun 2011)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
N J Davies, D E Williams, C M Norman, & P Robins
FRN 417755 · Appointed 14 Jan 2005
-
N J Parkinson & K M Scotting
FRN 418165 · Appointed 14 Jan 2005
-
N J Tait & J R Laughton
FRN 407865 · Appointed 14 Jan 2005
-
O J Newport & A J Clifton
FRN 407677 · Appointed 14 Jan 2005
-
J G S May, B C Llewellyn-Rees, M J Latchford, M J Ley & G E J Humber
FRN 403217 · Appointed 14 Jan 2005
-
P C Hambling, R A Hicks, C J Pybus & H L Lumley-Senior
FRN 402951 · Appointed 14 Jan 2005
-
D James, M J Welton, A C Price, J P Bird & G J Wheatley
FRN 401965 · Appointed 14 Jan 2005
-
J E Prewett, C D Mould & A L Tiley
FRN 418170 · Appointed 14 Jan 2005
-
J E Oliver, A J Lovelock & J Rigby
FRN 407946 · Appointed 14 Jan 2005
-
D A Lyle & I M Logan
FRN 407679 · Appointed 14 Jan 2005
Recent activity
Updates to this firm's record on the FCA register.
-
controlled function added: (90)CF4 Partner (AR)
-
controlled function added: (89)CF4 Partner (AR)
-
controlled function added: (88)CF4 Partner (AR)
-
controlled function added: (87)CF4 Partner (AR)
-
controlled function added: (86)CF4 Partner (AR)
-
controlled function added: (85)CF4 Partner (AR)
-
controlled function added: (84)CF4 Partner (AR)
-
controlled function added: (83)CF4 Partner (AR)
-
controlled function added: (82)CF4 Partner (AR)
-
controlled function added: (81)CF4 Partner (AR)