Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (since 1 Apr 2026)
- [PRA CF] Significant risk taker or Material risk taker (since 10 Dec 2021)
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N.F.U. Mutual Unit Managers Limited
FRN 121922
- [FCA CF] Material risk taker (since 1 Apr 2026)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
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NFU MUTUAL INVESTMENT SERVICES LIMITED
FRN 121921
- SMF3 Executive Director (since 1 May 2025)
- SMF1 Chief Executive (since 1 May 2025)
- SMF9 Chair of the Governing Body (since 1 May 2025)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Apr 2025)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.