NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE)

Date authorised
1 April 2013
Companies House
00111982
Last scraped
4 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Tiddington Road
    -
    Stratford-upon-Avon
    Warwickshire
    CV37 7BJ
    UNITED KINGDOM
    Phone
    +441789204211
    Web
    https://www.nfumutual.co.uk

  • Complaints Contact

    Tiddington Road
    -
    Stratford-upon-Avon
    Warwickshire
    CV37 7BJ
    UNITED KINGDOM
    Phone
    +441789204211

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

  • P2P Lending Advice

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional

  • Pension Transfer Advice

    For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Aircraft, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Aircraft liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Assistance, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Rolling spot forex contract, Spread Bet, Stakeholder pension scheme, Life Policy, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Retail (Investment), Professional, Eligible Counterparty, Life Policy, Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Issues Insurance

    For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Assistance, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management

  • Runs Stakeholder Pensions

    For Retail (Investment), Professional

  • Runs Personal Pensions

    For Retail (Investment), Professional

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael John Case

    IRN MJC00066

    • (569)CF4 Partner (AR) (14 Jan 2005 to 31 Dec 2006)
  • Michael John Ewins

    IRN MJE01090

    • (781)CF4 Partner (AR) (30 Jun 2017 to 1 Jan 2023)
  • Michael John Ratcliffe

    IRN MJR00084

    • (766)CF30 Customer (1 Nov 2007 to 30 Oct 2010)
    • (767)CF21 Investment Adviser (14 Oct 2002 to 31 Oct 2007)
  • Michael Joseph Hilyer

    IRN MJH01427

    • (342)CF4 Partner (AR) (since 14 Jan 2005)
  • Michael Joseph Oakley

    IRN MJO00032

    • (74)CF30 Customer (1 Nov 2007 to 31 Aug 2012)
    • (75)CF21 Investment Adviser (29 Aug 2002 to 31 Oct 2007)
  • Michael Julian Chicken

    IRN MJC01404

    • (267)CF4 Partner (AR) (since 14 Jan 2005)
  • Michael Lewis Mendham

    IRN MLM00011

    • (7)CF30 Customer (1 Nov 2007 to 31 Dec 2013)
    • (8)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Michael McMahon

    IRN MXM00163

    • (348)CF30 Customer (1 Nov 2007 to 30 May 2009)
    • (349)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Michael Roger Thomas

    IRN MRT01065

    • (244)CF4 Partner (AR) (since 14 Jan 2005)
  • Michael Sheridan Riley

    IRN MSR00027

    • (1163)CF21 Investment Adviser (1 Dec 2001 to 7 Jun 2002)
    • (1162)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Jun 2002)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • G.A. Blair (no longer appointed)

    FRN 401997 · Appointed 14 Jan 2005 · Until 1 Sep 2007

  • Gary J Pope (no longer appointed)

    FRN 407982 · Appointed 14 Jan 2005 · Until 31 Jan 2023

  • Greig Brownlee (no longer appointed)

    FRN 402004 · Appointed 14 Jan 2005 · Until 14 Jan 2005

  • H Maybin & L M McNeilly (no longer appointed)

    FRN 407683 · Appointed 14 Jan 2005 · Until 26 Oct 2020

  • Hannah M Cains (no longer appointed)

    FRN 407868 · Appointed 14 Jan 2005 · Until 1 Feb 2018

  • Heather W Holgate (no longer appointed)

    FRN 417752 · Appointed 14 Jan 2005 · Until 18 Dec 2024

  • Heather Winifred Holgate (no longer appointed)

    FRN 418151 · Appointed 14 Jan 2005 · Until 21 Jun 2016

  • Helen M Clarke (no longer appointed)

    FRN 401995 · Appointed 14 Jan 2005 · Until 30 Jun 2017

  • Heydon & Tatlow (no longer appointed)

    FRN 407718 · Appointed 14 Jan 2005 · Until 31 Dec 2008

  • I Macquire (no longer appointed)

    FRN 416719 · Appointed 14 Jan 2005 · Until 30 Apr 2010

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (110)CF4 Partner (AR)

  2. controlled function added: (109)CF4 Partner (AR)

  3. controlled function added: (108)CF4 Partner (AR)

  4. controlled function added: (107)CF4 Partner (AR)

  5. controlled function added: (106)CF4 Partner (AR)

  6. controlled function added: (105)CF4 Partner (AR)

  7. controlled function added: (104)CF4 Partner (AR)

  8. controlled function added: (103)CF4 Partner (AR)

  9. controlled function added: (102)CF4 Partner (AR)

  10. controlled function added: (101)CF4 Partner (AR)

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