NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE)

Date authorised
1 April 2013
Companies House
00111982
Last scraped
4 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Tiddington Road
    -
    Stratford-upon-Avon
    Warwickshire
    CV37 7BJ
    UNITED KINGDOM
    Phone
    +441789204211
    Web
    https://www.nfumutual.co.uk

  • Complaints Contact

    Tiddington Road
    -
    Stratford-upon-Avon
    Warwickshire
    CV37 7BJ
    UNITED KINGDOM
    Phone
    +441789204211

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

  • P2P Lending Advice

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional

  • Pension Transfer Advice

    For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Aircraft, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Aircraft liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Assistance, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Rolling spot forex contract, Spread Bet, Stakeholder pension scheme, Life Policy, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Retail (Investment), Professional, Eligible Counterparty, Life Policy, Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Issues Insurance

    For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Assistance, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management

  • Runs Stakeholder Pensions

    For Retail (Investment), Professional

  • Runs Personal Pensions

    For Retail (Investment), Professional

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Scott Lee Harris

    IRN SXH01219

    • (411)CF4 Partner (AR) (since 24 Sep 2024)
  • Scott Mochar

    IRN SXM01819

    • (735)CF22 Investment Adviser (Trainee) (6 Jan 2003 to 28 May 2004)
  • Scott Peter McDougall

    IRN SPM01216

    • (504)CF4 Partner (AR) (22 Apr 2008 to 31 Dec 2010)
  • Sean Arthur Gardner

    IRN SXG21115

    • (13)CF4 Partner (AR) (since 3 Oct 2019)
  • Sean Mochan

    IRN SXM00491

    • (455)CF4 Partner (AR) (since 25 Mar 2021)
  • Sean Pledger

    IRN SDP00029

    • (1177)CF30 Customer (1 Nov 2007 to 31 Jul 2016)
    • (1179)CF21 Investment Adviser (5 Jan 2007 to 31 Oct 2007)
    • (1178)CF22 Investment Adviser (Trainee) (23 Feb 2005 to 5 Jan 2007)
  • Sean Vincent McCarthy

    IRN SVM01016

    • (632)CF29 Significant management (17 Mar 2010 to 31 Aug 2010)
  • Shan Hunter

    IRN SXB00022

    • (251)CF30 Customer (1 Nov 2007 to 2 Aug 2012)
    • (252)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Shannen Jayne Vance

    IRN SXV00187

    • (424)CF4 Partner (AR) (since 17 Jan 2024)
  • Sharman Patricia Gwynne

    IRN SPG01085

    • (664)CF4 Partner (AR) (14 Jan 2005 to 30 Apr 2012)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • J W G Twiney & G E Jones (no longer appointed)

    FRN 402953 · Appointed 14 Jan 2005 · Until 26 Nov 2018

  • J W Sedgley (no longer appointed)

    FRN 407434 · Appointed 14 Jan 2005 · Until 30 Nov 2007

  • J.R. Watt (no longer appointed)

    FRN 402933 · Appointed 14 Jan 2005 · Until 20 Apr 2007

  • James G McCluggage (no longer appointed)

    FRN 401982 · Appointed 14 Jan 2005 · Until 22 May 2017

  • Jaqueline A Doran (no longer appointed)

    FRN 407988 · Appointed 14 Jan 2005 · Until 2 Jul 2021

  • Jeffrey Andrew Holroyd (no longer appointed)

    FRN 418148 · Appointed 14 Jan 2005 · Until 25 Apr 2012

  • John Whiteley (no longer appointed)

    FRN 402934 · Appointed 14 Jan 2005 · Until 14 Jan 2005

  • Jonathan G S May (no longer appointed)

    FRN 402009 · Appointed 14 Jan 2005 · Until 1 Apr 2022

  • Jonathan R Cade (no longer appointed)

    FRN 418246 · Appointed 14 Jan 2005 · Until 19 Nov 2021

  • Jones & Cosker (no longer appointed)

    FRN 407674 · Appointed 14 Jan 2005 · Until 21 Jul 2017

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (590)SMF5 Head of Internal Audit

  2. controlled function added: (589)[FCA CF] Material risk taker

  3. controlled function added: (588)[PRA CF] Significant risk taker or Material risk taker

  4. controlled function added: (587)SMF20 Chief Actuary

  5. controlled function added: (586)SMF3 Executive Director

  6. controlled function added: (585)Responsible for Insurance Distribution

  7. controlled function added: (584)[FCA CF] Material risk taker

  8. controlled function added: (583)[PRA CF] Significant risk taker or Material risk taker

  9. controlled function added: (582)[FCA CF] Significant management

  10. controlled function added: (581)[FCA CF] Material risk taker

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