NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE)

Date authorised
1 April 2013
Companies House
00111982
Last scraped
4 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Tiddington Road
    -
    Stratford-upon-Avon
    Warwickshire
    CV37 7BJ
    UNITED KINGDOM
    Phone
    +441789204211
    Web
    https://www.nfumutual.co.uk

  • Complaints Contact

    Tiddington Road
    -
    Stratford-upon-Avon
    Warwickshire
    CV37 7BJ
    UNITED KINGDOM
    Phone
    +441789204211

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

  • P2P Lending Advice

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional

  • Pension Transfer Advice

    For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Aircraft, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Aircraft liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Assistance, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Rolling spot forex contract, Spread Bet, Stakeholder pension scheme, Life Policy, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Retail (Investment), Professional, Eligible Counterparty, Life Policy, Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Issues Insurance

    For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Assistance, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management

  • Runs Stakeholder Pensions

    For Retail (Investment), Professional

  • Runs Personal Pensions

    For Retail (Investment), Professional

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon Leslie Latter

    IRN SLL01071

    • (132)CF4 Partner (AR) (since 16 Feb 2016)
  • Simon Matthew Hall

    IRN SMH01278

    • (357)CF4 Partner (AR) (since 26 Feb 2015)
  • Simon Michael Pill

    IRN SXP01387

    • (125)CF22 Investment Adviser (Trainee) (1 Jan 2003 to 15 Oct 2004)
  • Simon Michael Whattler

    IRN SMW01146

    • (918)CF4 Partner (AR) (14 Jan 2005 to 1 Nov 2024)
  • Simon Morrall

    IRN SXM02832

    • (387)CF4 Partner (AR) (since 7 Apr 2026)
  • Simon Owen Kearsley

    IRN SOK00001

    • (1362)CF30 Customer (1 Nov 2007 to 26 Feb 2014)
    • (1363)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Simon Paul Hine

    IRN SPH01089

    • (678)CF4 Partner (AR) (16 Jul 2007 to 29 Jul 2016)
  • Simon Peter Stanley

    IRN SPS01098

    • (1211)CF30 Customer (19 Aug 2015 to 31 Jul 2016)
  • Simon Philip Blackler

    IRN SPB01217

    • (805)CF4 Partner (AR) (7 Jul 2015 to 1 Apr 2023)
  • Simon Richard Painter

    IRN SRP01086

    • (570)[FCA CF] Material risk taker (since 1 Apr 2026)
    • (569)[PRA CF] Significant risk taker or Material risk taker (since 10 Dec 2018)
    • (571)[FCA CF] Significant management (since 10 Dec 2018)
    • (1246)CF29 Significant management (4 Jan 2011 to 9 Dec 2018)
    • (1247)CF17 Significant Mgt (Other Business Operations) (2 Mar 2005 to 1 Jun 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • D.A.P. Stenning (no longer appointed)

    FRN 407872 · Appointed 14 Jan 2005 · Until 31 May 2006

  • D.G. Jones (no longer appointed)

    FRN 416703 · Appointed 14 Jan 2005 · Until 1 Apr 2005

  • D.P. Williams (no longer appointed)

    FRN 402919 · Appointed 14 Jan 2005 · Until 31 Aug 2011

  • D.Rendall (no longer appointed)

    FRN 407924 · Appointed 14 Jan 2005 · Until 21 Jun 2016

  • D.Whitehouse (no longer appointed)

    FRN 402932 · Appointed 14 Jan 2005 · Until 1 Sep 2010

  • Daniel Patrick O'Shea (no longer appointed)

    FRN 416731 · Appointed 14 Jan 2005 · Until 28 Feb 2013

  • David C Grainge (no longer appointed)

    FRN 402936 · Appointed 14 Jan 2005 · Until 1 May 2021

  • David W Murchie (no longer appointed)

    FRN 403602 · Appointed 14 Jan 2005 · Until 14 Mar 2023

  • Dylan Wyn Williams (no longer appointed)

    FRN 416701 · Appointed 14 Jan 2005 · Until 30 Apr 2015

  • E A Murdoch (no longer appointed)

    FRN 416867 · Appointed 14 Jan 2005 · Until 22 Feb 2015

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (590)SMF5 Head of Internal Audit

  2. controlled function added: (589)[FCA CF] Material risk taker

  3. controlled function added: (588)[PRA CF] Significant risk taker or Material risk taker

  4. controlled function added: (587)SMF20 Chief Actuary

  5. controlled function added: (586)SMF3 Executive Director

  6. controlled function added: (585)Responsible for Insurance Distribution

  7. controlled function added: (584)[FCA CF] Material risk taker

  8. controlled function added: (583)[PRA CF] Significant risk taker or Material risk taker

  9. controlled function added: (582)[FCA CF] Significant management

  10. controlled function added: (581)[FCA CF] Material risk taker

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