NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE)
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Tiddington Road-Stratford-upon-AvonWarwickshireCV37 7BJUNITED KINGDOM- Phone
- +441789204211
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Complaints Contact
Tiddington Road-Stratford-upon-AvonWarwickshireCV37 7BJUNITED KINGDOM- Phone
- +441789204211
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
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P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Manages Insurance Policies
For All, Accident, Aircraft, Aircraft liability, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship
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Stockbroking
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Issues Insurance
For All, Accident, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship
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Runs Stakeholder Pensions
For Professional, Retail (Investment)
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Runs Personal Pensions
For Professional, Retail (Investment)
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Nicholas Paul Connell
IRN NPC00026
- (1241)CF30 Customer (25 Oct 2010 to 31 Jul 2016)
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Nicholas Paul Knapp
IRN NPK00002
- (1156)CF30 Customer (1 Nov 2007 to 30 Apr 2012)
- (1157)CF21 Investment Adviser (25 Apr 2002 to 31 Oct 2007)
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Nicholas Peter Brown
IRN NPB01099
- (396)CF4 Partner (AR) (since 4 Sep 2025)
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Nicholas Pope
IRN NXP01317
- (868)CF4 Partner (AR) (31 Aug 2007 to 10 Feb 2023)
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Nicholas Robert Bowker
IRN NRB01092
- (1050)CF4 Partner (AR) (3 Nov 2017 to 5 Aug 2021)
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Nicholas Stanley James
IRN NSJ00002
- (1343)CF30 Customer (1 Nov 2007 to 31 Jul 2016)
- (1344)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Nicholas Watson
IRN NJW01183
- (585)Responsible for Insurance Distribution (since 1 May 2021)
- (586)SMF3 Executive Director (since 1 May 2021)
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Nicholas William John Vagges
IRN NXV27490
- (505)CF4 Partner (AR) (since 8 Apr 2020)
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Nicola Carol Peake
IRN NCF01014
- (177)CF30 Customer (26 Oct 2010 to 13 Apr 2015)
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Nicola Caroline Savage
IRN NCR01029
- (108)CF4 Partner (AR) (since 26 May 2016)
- (910)CF4 Partner (AR) (14 Jan 2005 to 12 Mar 2015)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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J M Wilson & W E H Baillie
FRN 576562 · Appointed 5 Mar 2012
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J N Atkins & R K Pym
FRN 567423 · Appointed 26 Oct 2011
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J R Godfrey, V E Martin, J M Buckland & J R Cade
FRN 550843 · Appointed 13 May 2011
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S H Smith, A L Willden & D Unsworth
FRN 538689 · Appointed 5 Jan 2011
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J M Young & K L Morgan
FRN 532984 · Appointed 6 Oct 2010
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J P Raven & I H Crickmay
FRN 530753 · Appointed 27 Aug 2010
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J C Langley & C M G Platt
FRN 530738 · Appointed 27 Aug 2010
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P J Shirley, I D Maddever, H Myatt & R C Young
FRN 516713 · Appointed 25 Jan 2010
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L J King & K J Mitchell
FRN 493293 · Appointed 19 Dec 2008
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N C Savage, A E M Walker & D M Calver
FRN 480795 · Appointed 26 Mar 2008
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (609)SMF20 Chief Actuary
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controlled function added: (608)SMF18 Other Overall Responsibility
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controlled function added: (607)[FCA CF] Significant management
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controlled function added: (606)[FCA CF] Manager of certification employee
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controlled function added: (605)[FCA CF] Material risk taker
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controlled function added: (604)[PRA CF] Significant risk taker or Material risk taker
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controlled function added: (603)SMF23 Chief Underwriting Officer
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controlled function added: (602)Director of firm who is not a certification employee or a SMF manager
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controlled function added: (601)SMF18 Other Overall Responsibility
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controlled function added: (600)Responsible for Insurance Distribution