NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE)

Date authorised
1 April 2013
Companies House
00111982
Last scraped
4 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Tiddington Road
    -
    Stratford-upon-Avon
    Warwickshire
    CV37 7BJ
    UNITED KINGDOM
    Phone
    +441789204211
    Web
    https://www.nfumutual.co.uk

  • Complaints Contact

    Tiddington Road
    -
    Stratford-upon-Avon
    Warwickshire
    CV37 7BJ
    UNITED KINGDOM
    Phone
    +441789204211

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

  • P2P Lending Advice

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional

  • Pension Transfer Advice

    For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Aircraft, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Aircraft liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Assistance, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Rolling spot forex contract, Spread Bet, Stakeholder pension scheme, Life Policy, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Retail (Investment), Professional, Eligible Counterparty, Life Policy, Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Issues Insurance

    For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Assistance, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management

  • Runs Stakeholder Pensions

    For Retail (Investment), Professional

  • Runs Personal Pensions

    For Retail (Investment), Professional

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Morley

    IRN RXM01771

    • (616)SMF2 Chief Finance (since 10 Dec 2018)
    • (1426)CF1 Director (26 Oct 2018 to 9 Dec 2018)
    • (1425)SIMF2 Chief Finance Function (3 Aug 2018 to 9 Dec 2018)
  • Richard Peter Foreman

    IRN RPF01039

    • (1262)CF30 Customer (1 Nov 2007 to 31 Jul 2016)
    • (1264)CF21 Investment Adviser (21 Jun 2006 to 31 Oct 2007)
    • (1263)CF22 Investment Adviser (Trainee) (17 Feb 2006 to 21 Jun 2006)
  • Richard Pilkington

    IRN RXP19651

    • (1024)CF4 Partner (AR) (6 Sep 2019 to 6 Apr 2024)
  • Richard Rodney Wilson

    IRN RRW01026

    • (317)CF4 Partner (AR) (since 27 Jan 2005)
  • Richard Stephen Turnbull

    IRN RST00023

    • (446)CF30 Customer (11 Dec 2008 to 11 Sep 2010)
  • Richard Stuart Jensen

    IRN RSJ01027

    • (1310)CF30 Customer (1 Oct 2014 to 31 Jul 2016)
  • Richard Thomas Morrow

    IRN RTM01032

    • (433)CF4 Partner (AR) (14 Jan 2005 to 15 Jan 2008)
  • Richard Topps

    IRN RMT01099

    • (561)[FCA CF] Material risk taker (since 1 Apr 2026)
    • (562)[FCA CF] Significant management (since 10 Dec 2018)
    • (560)[PRA CF] Significant risk taker or Material risk taker (since 10 Dec 2018)
    • (1132)CF29 Significant management (1 Jul 2010 to 9 Dec 2018)
  • Richard William Buer

    IRN RWB01127

    • (937)CF4 Partner (AR) (8 Feb 2008 to 1 Jan 2024)
  • Robert Ainsley Martin

    IRN RAM01137

    • (439)CF29 Significant management (1 Nov 2007 to 30 Jun 2010)
    • (440)CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • P E Waistell, M H Blanshard, R A Wright & C R Coatsworth (no longer appointed)

    FRN 402924 · Appointed 14 Jan 2005 · Until 19 Jan 2022

  • P F Edmonds (no longer appointed)

    FRN 417767 · Appointed 14 Jan 2005 · Until 30 Sep 2005

  • P G T Eddy & L C R Eddy (no longer appointed)

    FRN 403219 · Appointed 14 Jan 2005 · Until 3 Sep 2023

  • P J Palmer (no longer appointed)

    FRN 407933 · Appointed 14 Jan 2005 · Until 21 Jun 2016

  • P J Parker (no longer appointed)

    FRN 419412 · Appointed 14 Jan 2005 · Until 12 Aug 2011

  • P.A. Rogers (no longer appointed)

    FRN 407948 · Appointed 14 Jan 2005 · Until 19 Jan 2005

  • P.H. Barber (no longer appointed)

    FRN 401984 · Appointed 14 Jan 2005 · Until 31 Jan 2007

  • Patrick Bowring (no longer appointed)

    FRN 403609 · Appointed 14 Jan 2005 · Until 1 Aug 2014

  • Paul A Cook (no longer appointed)

    FRN 401978 · Appointed 14 Jan 2005 · Until 19 Feb 2021

  • Paula Robins (no longer appointed)

    FRN 402035 · Appointed 14 Jan 2005 · Until 21 Dec 2022

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (620)[FCA CF] Manager of certification employee

  2. controlled function added: (619)[FCA CF] Material risk taker

  3. controlled function added: (618)[PRA CF] Significant risk taker or Material risk taker

  4. controlled function added: (617)SMF11 Chair of the Audit Committee

  5. controlled function added: (616)SMF2 Chief Finance

  6. controlled function added: (615)SMF4 Chief Risk

  7. controlled function added: (614)SMF20a With-Profits Actuary

  8. controlled function added: (613)[FCA CF] Material risk taker

  9. controlled function added: (612)[PRA CF] Significant risk taker or Material risk taker

  10. controlled function added: (611)SMF10 Chair of the Risk Committee

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