Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 2 Mar 2026)
    • [FCA CF] Client dealing (since 2 Mar 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2025)
    • CF30 Customer (1 Aug 2016 to 8 Dec 2019)
    • CF30 Customer (1 Oct 2014 to 31 Jul 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 30 Sep 2014)
    • CF21 Investment Adviser (4 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Nov 2005 to 4 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

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