NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE)
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Tiddington Road-Stratford-upon-AvonWarwickshireCV37 7BJUNITED KINGDOM- Phone
- +441789204211
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Complaints Contact
Tiddington Road-Stratford-upon-AvonWarwickshireCV37 7BJUNITED KINGDOM- Phone
- +441789204211
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
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P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Manages Insurance Policies
For All, Accident, Aircraft, Aircraft liability, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship
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Stockbroking
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Issues Insurance
For All, Accident, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship
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Runs Stakeholder Pensions
For Professional, Retail (Investment)
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Runs Personal Pensions
For Professional, Retail (Investment)
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Peter Harvey
IRN PXH01484
- (818)CF4 Partner (AR) (14 Jan 2005 to 4 Sep 2007)
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Peter Hickling
IRN PXH01485
- (258)CF4 Partner (AR) (14 Jan 2005 to 31 Oct 2010)
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Peter James Smith
IRN PJS01323
- (492)CF4 Partner (AR) (14 Jan 2005 to 1 May 2015)
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Peter Jay Offer
IRN PJO01056
- (830)CF4 Partner (AR) (14 Jan 2005 to 12 Dec 2023)
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Peter John Cunningham Galloway
IRN PXG00218
- (1)CF4 Partner (AR) (since 19 Jul 2021)
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Peter John McKay Drummond
IRN PJD01256
- (35)CF4 Partner (AR) (20 Oct 2010 to 31 Dec 2010)
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Peter John Randerson
IRN PXR87195
- (475)CF4 Partner (AR) (since 8 Jul 2020)
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Peter Michael O'Toole
IRN PMO00009
- (1114)CF30 Customer (1 Nov 2007 to 31 Jul 2016)
- (1116)CF21 Investment Adviser (23 Feb 2006 to 31 Oct 2007)
- (1115)CF22 Investment Adviser (Trainee) (8 Nov 2004 to 23 Feb 2006)
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Peter Neil Moran
IRN PNM00013
- (1238)CF30 Customer (1 Nov 2007 to 31 Jul 2016)
- (1239)CF21 Investment Adviser (10 Apr 2003 to 31 Oct 2007)
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Peter Wallin
IRN PXW00068
- (461)CF30 Customer (12 Feb 2015 to 31 Jul 2016)
- (462)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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J P Hill & L R Sapwell
FRN 407860 · Appointed 14 Jan 2005
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E A Jones & R J Pittman
FRN 407678 · Appointed 14 Jan 2005
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Darren B Stewart
FRN 417771 · Appointed 14 Jan 2005
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J M Tancock & R J Phillips
FRN 407720 · Appointed 14 Jan 2005
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D West, P M Keaney & G J Elliott
FRN 403601 · Appointed 14 Jan 2005
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J Prince, S D Chacksfield & E I Crawford
FRN 401969 · Appointed 14 Jan 2005
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A J Gemmell & E S Jenkins
FRN 417786 · Appointed 14 Jan 2005
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A G F Broome, C E Ecclestone & R Shann
FRN 401989 · Appointed 14 Jan 2005
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J S Jackson & E L Hulme
FRN 416874 · Appointed 14 Jan 2005
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J M Johnson & M E Jones
FRN 407722 · Appointed 14 Jan 2005
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (539)[PRA CF] Significant risk taker or Material risk taker
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controlled function added: (538)[FCA CF] Material risk taker
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controlled function added: (537)[PRA CF] Significant risk taker or Material risk taker
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controlled function added: (536)[FCA CF] Material risk taker
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controlled function added: (535)[PRA CF] Significant risk taker or Material risk taker
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controlled function added: (534)[FCA CF] Material risk taker
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controlled function added: (533)[PRA CF] Significant risk taker or Material risk taker
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controlled function added: (532)[FCA CF] Functions requiring qualifications
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controlled function added: (531)16. Safeguarding and administering investments or holding client money
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controlled function added: (530)17. Administrative functions in relation to managing investments