National Deposit Friendly Society Limited

Date authorised
1 April 2013
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    National Friendly
    11-12 Queen Square
    Bristol
    Bristol, City Of
    BS1 4NT
    UNITED KINGDOM
    Phone
    +4401172446048
    Web
    https://www.nationalfriendly.co.uk

  • Complaints Contact

    National Friendly
    11-12 Queen Square
    Bristol
    Bristol, City Of
    BS1 4NT
    UNITED KINGDOM
    Phone
    +4407855353276

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying out transactions permitted by the rules of the Society.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Life and annuity, Linked long-term, Miscellaneous financial loss, Permanent health, Sickness

  • Stockbroking

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Issues Insurance

    For All, Accident, Life and annuity, Linked long-term, Miscellaneous financial loss, Permanent health, Sickness

  • Runs Personal Pensions

    For Personal pension scheme

    Show 1 limitation
    • · Limited to the establishment, operation, and/or winding up of Immediate Vesting Personal Pension schemes as necessary: a) to facilitate the payment of Pension Commencement Lump Sums where required by the member, b) to effect and carry out Immediate Impaired Life Annuities, and c) to accept individual transfers from occupational pension schemes for the purpose of securing benefits by way of Impaired Life Annuities.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rachel Ann Higgins

    IRN RAH01170

    • SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 7 Oct 2021)
    • SMF16 Compliance Oversight (10 Dec 2018 to 5 Apr 2019)
    • CF10 Compliance Oversight (27 May 2016 to 9 Dec 2018)
    • CF11 Money Laundering Reporting (12 Aug 2015 to 9 Dec 2018)
  • Rebecca Anne Hall

    IRN RAJ01134

    • SMF15 Chair of With Profits Committee (since 1 Sep 2025)
    • SMF10 Chair of the Risk Committee (since 25 Jul 2025)
    • Director of firm who is not a certification employee or a SMF manager (25 Nov 2024 to 25 Jul 2025)
  • Richard John Williams

    IRN RJW01232

    • CF21 Investment Adviser (25 Mar 2003 to 20 Oct 2004)
    • CF22 Investment Adviser (Trainee) (7 Nov 2002 to 25 Mar 2003)
  • Richard Thomas Hall Sear

    IRN RTS01017

    • CF8 Apportionment and Oversight (1 Jan 2008 to 22 Jul 2011)
    • CF3 Chief Executive (1 Jan 2008 to 22 Jul 2011)
    • CF1 Director (3 Sep 2007 to 22 Jul 2011)
  • Rita Martyn

    IRN RXM01392

    • CF1 Director (1 Dec 2001 to 1 Apr 2003)
  • Robert Little

    IRN RXL00461

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Jun 2025)
    • SMF16 Compliance Oversight (since 11 Jun 2025)
  • Roger Michael Adams

    IRN RMA00004

    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2006)
  • Sally Butters

    IRN SXB02994

    • SMF20a With-Profits Actuary (since 3 Sep 2020)
  • Sally Louise Waterfield

    IRN SXW01064

    • SMF18 Other Overall Responsibility (22 Dec 2025 to 9 Apr 2026)
  • Sandeep Kaur Richards

    IRN SKR01024

    • SMF16 Compliance Oversight (30 Apr 2020 to 25 May 2021)
    • SMF4 Chief Risk (10 Dec 2018 to 5 Apr 2019)
    • SMF2 Chief Finance (10 Dec 2018 to 5 Apr 2019)
    • SIMF2 Chief Finance Function (7 Mar 2016 to 9 Dec 2018)
    • SIMF4 Chief Risk Function (7 Mar 2016 to 9 Dec 2018)
    • CF1 Director (3 Oct 2014 to 6 Mar 2016)
    • CF10 Compliance Oversight (25 May 2012 to 27 May 2016)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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