Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 3 Oct 2016)
    • Responsible for Insurance Mediation (3 Oct 2016 to 30 Sep 2018)
    • CF1 Director (3 Oct 2016 to 8 Dec 2019)
  • National Deposit Friendly Society Limited (no longer approved here)

    FRN 110008

    • CF21 Investment Adviser (25 Mar 2003 to 20 Oct 2004)
    • CF22 Investment Adviser (Trainee) (7 Nov 2002 to 25 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.