Date authorised
1 April 2013
Companies House
01757105
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    9 St Clare Street
    4th Floor
    London City
    EC3N 1LQ
    UNITED KINGDOM
    Phone
    +4402079775500
  • Complaints Contact

    9 St Clare Street
    4th Floor
    London City
    EC3N 1LQ
    UNITED KINGDOM
    Phone
    +4402079775500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Paul Bennett

    IRN APB01151

    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2013)
  • Allison Michelle Best

    IRN AXB10412

    • SMF3 Executive Director (9 Dec 2019 to 4 Feb 2025)
    • CF1 Director (29 Jan 2019 to 8 Dec 2019)
  • Brian Cox

    IRN BXC01749

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 11 Apr 2024)
    • CF2 Non Executive Director (31 Oct 2018 to 8 Dec 2019)
  • Christophe Nadia Alexander Sedrani

    IRN CNS01046

    • CF2 Non Executive Director (6 Apr 2017 to 8 Jan 2019)
  • Christopher Alexander Barton

    IRN CAB01191

    • CF28 Systems and controls (1 Nov 2007 to 18 Jun 2019)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
  • Douglas Campbell Briggs

    IRN DCB01109

    • CF2 Non Executive Director (14 Jan 2005 to 30 Sep 2013)
  • Fabio Luiz da Silva

    IRN FXD00141

    • SMF3 Executive Director (since 4 Aug 2025)
  • Hanns-Peter Ulber

    IRN HXU01014

    • CF2 Non Executive Director (14 Jan 2005 to 30 Sep 2013)
  • Marcus Bennett

    IRN MXB03865

    • CF2 Non Executive Director (1 Jul 2016 to 10 Oct 2018)
  • Mark Neary

    IRN MXN01440

    • SMF3 Executive Director (9 Dec 2019 to 1 Nov 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 1 Nov 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Nov 2023)
    • CF1 Director (4 Apr 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (4 Apr 2017 to 30 Sep 2018)
    • CF3 Chief Executive (4 Apr 2017 to 8 Dec 2019)
    • CF29 Significant management (1 Oct 2010 to 4 Apr 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.