Date authorised
1 April 2013
Companies House
01757105
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    9 St Clare Street
    4th Floor
    London City
    EC3N 1LQ
    UNITED KINGDOM
    Phone
    +4402079775500
  • Complaints Contact

    9 St Clare Street
    4th Floor
    London City
    EC3N 1LQ
    UNITED KINGDOM
    Phone
    +4402079775500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Matthew Laflin

    IRN MXL20759

    • SMF3 Executive Director (since 3 Jan 2020)
  • Pamela Quinn

    IRN PXQ00012

    • Director of firm who is not a certification employee or a SMF manager (24 Apr 2024 to 1 Oct 2025)
  • Peter Olusegun Odele

    IRN POO01004

    • CF29 Significant management (4 Apr 2017 to 18 Jun 2019)
    • Responsible for Insurance Mediation (25 Jul 2016 to 4 Apr 2017)
    • CF3 Chief Executive (29 Sep 2008 to 4 Apr 2017)
    • CF1 Director (29 Sep 2008 to 4 Apr 2017)
  • Steffen Gunter Bergholz

    IRN SXB16345

    • CF29 Significant management (30 Jul 2019 to 8 Dec 2019)
  • Thierry Patrick Held

    IRN TPH01067

    • CF2 Non Executive Director (1 Jun 2012 to 17 Jun 2016)
  • Thomas Johannes Christian Gutruf

    IRN TJG01073

    • CF2 Non Executive Director (14 Jan 2005 to 30 Sep 2013)
  • Victor Hugo Dos Santos Gomes

    IRN VXD00091

    • Responsible for Insurance Distribution (since 4 Jul 2023)
    • SMF3 Executive Director (since 4 Jul 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.