N. M. ROTHSCHILD & SONS LIMITED

• Principal Place of Business

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

  Web

  https://www.rothschildandco.com

• Complaints Contact

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Advice to retail clients is limited to corporate finance business only
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Norman Nathan Baker

  IRN JXB01773

  • CF21 Investment Adviser (30 Sep 2002 to 10 Dec 2004)
• John Oliver Frank Kingman

  IRN JOK01007

  • CF30 Customer (7 Jun 2010 to 30 Sep 2012)
• John Paul Francis McGrath

  IRN JPM01145

  • CF30 Customer (1 Nov 2007 to 14 Nov 2008)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
• John Richard William Brimacombe

  IRN JRB01106

  • CF30 Customer (14 Oct 2016 to 28 Jul 2017)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• John Robert Clare Guy

  IRN JRG01084

  • CF2 Non Executive Director (1 Dec 2001 to 31 Dec 2001)
• John Roger Whelan

  IRN JRW01122

  • CF21 Investment Adviser (1 Dec 2001 to 10 Dec 2004)
• John Wakeham

  IRN JXW01424

  • CF2 Non Executive Director (1 Dec 2001 to 19 Jun 2002)
• Jon Bell

  IRN JMB01197

  • CF21 Investment Adviser (1 Dec 2003 to 16 Jul 2004)
• Jona Paul Krueger

  IRN JXK00648

  • [FCA CF] Client dealing (since 18 Mar 2024)
• Jonas Eberhardt

  IRN JXE00227

  • [FCA CF] Client dealing (20 Jul 2022 to 31 May 2025)

• Rothschild & Co Europe Partnership (no longer appointed)

  FRN 801234 · Appointed 9 Feb 2018 · Until 25 Mar 2021

• Lanebridge Investment Management Limited (no longer appointed)

  FRN 550909 · Appointed 13 May 2011 · Until 12 Jun 2024

No changes recorded yet.