N. M. ROTHSCHILD & SONS LIMITED

• Principal Place of Business

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

  Web

  https://www.rothschildandco.com

• Complaints Contact

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Advice to retail clients is limited to corporate finance business only
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• George Edward Lane

  IRN GXL00305

  • [FCA CF] Client dealing (since 15 May 2024)
• George Ewan Sofield

  IRN GXS00873

  • [FCA CF] Client dealing (since 2 Apr 2026)
• George Franks Gerard Pyper

  IRN GFP01011

  • CF30 Customer (1 Nov 2007 to 5 Dec 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• George Thomas Edward Moss

  IRN GTM01029

  • CF30 Customer (1 Nov 2007 to 26 May 2008)
  • CF23 Corporate Finance Adviser (28 Jul 2003 to 31 Oct 2007)
• George Wilkins

  IRN GXW00347

  • [FCA CF] Client dealing (since 17 Feb 2026)
• Georges Rene Paul Jozef P Sollie

  IRN GRS01158

  • CF30 Customer (20 May 2013 to 6 Mar 2016)
• Georgia Shan-Nee Ling

  IRN GXL00279

  • [FCA CF] Client dealing (13 Dec 2023 to 11 Apr 2025)
• Georgia de Aragao Contogoulas

  IRN GDC01075

  • CF30 Customer (1 Nov 2007 to 30 Jun 2012)
  • CF21 Investment Adviser (24 Sep 2007 to 31 Oct 2007)
• Georgina Flora Aude Pillement

  IRN GFP01027

  • CF30 Customer (3 Jun 2015 to 6 Mar 2016)
• Georgios Galanopoulos

  IRN GXG01266

  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF23 Corporate Finance Adviser (16 Sep 2005 to 31 Oct 2007)

• Rothschild & Co Europe Partnership (no longer appointed)

  FRN 801234 · Appointed 9 Feb 2018 · Until 25 Mar 2021

• Lanebridge Investment Management Limited (no longer appointed)

  FRN 550909 · Appointed 13 May 2011 · Until 12 Jun 2024

No changes recorded yet.