N. M. ROTHSCHILD & SONS LIMITED

• Principal Place of Business

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

  Web

  https://www.rothschildandco.com

• Complaints Contact

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Advice to retail clients is limited to corporate finance business only
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Félicité Marthe Louise du Pasquier

  IRN FMD01043

  • CF30 Customer (14 Nov 2016 to 25 Jul 2018)
• Gabriele Iovene

  IRN GXI00050

  • [FCA CF] Client dealing (since 28 Oct 2025)
• Gabriele Zuokaite

  IRN GXZ01064

  • CF30 Customer (6 Oct 2016 to 20 Jul 2018)
• Gabrielle Miriam Abrahams

  IRN GMA01066

  • [FCA CF] Client dealing (since 31 Dec 2020)
  • CF30 Customer (3 Nov 2017 to 8 Dec 2019)
• Gareth Michael Thomas Fitzgerald

  IRN GMF01045

  • CF30 Customer (3 Mar 2017 to 12 Apr 2019)
• Gary Alan Powell

  IRN GAP01037

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 8 Jun 2007)
• Gary Blackburn

  IRN GAB01168

  • CF30 Customer (11 Oct 2016 to 24 Oct 2017)
• Gary Townsend

  IRN GXT01127

  • CF21 Investment Adviser (1 Dec 2001 to 6 Jun 2003)
• Gaurav Chandru Shivdasani

  IRN GCS01076

  • CF30 Customer (15 Aug 2012 to 28 Feb 2014)
• Gaurav Parkash

  IRN GXP01400

  • [FCA CF] Manager of certification employee (since 12 Dec 2023)
  • [FCA CF] Client dealing (since 12 Dec 2023)

• Rothschild & Co Europe Partnership (no longer appointed)

  FRN 801234 · Appointed 9 Feb 2018 · Until 25 Mar 2021

• Lanebridge Investment Management Limited (no longer appointed)

  FRN 550909 · Appointed 13 May 2011 · Until 12 Jun 2024

No changes recorded yet.