Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rothschild & Co Wealth Management UK Limited
FRN 218613
- Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2026)
- [FCA CF] Material risk taker (since 31 Dec 2025)
- SMF9 Chair of the Governing Body (9 Dec 2019 to 1 Jan 2026)
- CF2 Non Executive Director (11 Jan 2013 to 8 Dec 2019)
- CF8 Apportionment and Oversight (8 Aug 2007 to 31 Oct 2007)
- CF1 Director (13 Nov 2006 to 4 Jun 2012)
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- CF1 Director (AR) (7 Apr 2015 to 30 Sep 2016)
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- CF2 Non Executive Director (13 Oct 2008 to 6 Mar 2016)
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- CF23 Corporate Finance Adviser (1 Dec 2001 to 8 Jun 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.