Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2026)
    • [FCA CF] Material risk taker (since 31 Dec 2025)
    • SMF9 Chair of the Governing Body (9 Dec 2019 to 1 Jan 2026)
    • CF2 Non Executive Director (11 Jan 2013 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (8 Aug 2007 to 31 Oct 2007)
    • CF1 Director (13 Nov 2006 to 4 Jun 2012)
  • Midmar Capital LLP (no longer approved here)

    FRN 519772

    • CF1 Director (AR) (7 Apr 2015 to 30 Sep 2016)
  • Argenta Syndicate Management Limited (no longer approved here)

    FRN 204974

    • CF2 Non Executive Director (13 Oct 2008 to 6 Mar 2016)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 8 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

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