N. M. ROTHSCHILD & SONS LIMITED

• Principal Place of Business

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

  Web

  https://www.rothschildandco.com

• Complaints Contact

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Advice to retail clients is limited to corporate finance business only
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Frederick Alexander Hobart

  IRN FXH00073

  • [FCA CF] Client dealing (since 25 Jul 2022)
• Frederick Maher

  IRN FXM00393

  • [FCA CF] Client dealing (since 5 Feb 2026)
• Frederick Peter MacNab Crawford

  IRN FPC01012

  • CF30 Customer (1 Nov 2007 to 6 Mar 2009)
  • CF23 Corporate Finance Adviser (15 Jul 2003 to 31 Oct 2007)
• Frederick Rawlins

  IRN FXR00182

  • [FCA CF] Client dealing (since 12 Jan 2026)
• Frederick William Bucklar Glasswell

  IRN FWG01010

  • [FCA CF] Client dealing (31 Dec 2020 to 12 Jun 2025)
  • [FCA CF] Manager of certification employee (31 Dec 2020 to 12 Jun 2025)
  • CF30 Customer (24 Sep 2014 to 6 Mar 2016)
• Frederik Arnesen

  IRN FVA01003

  • [FCA CF] Client dealing (since 31 Dec 2020)
  • CF30 Customer (14 Mar 2018 to 8 Dec 2019)
• Frederik Benzel

  IRN FXB01191

  • CF30 Customer (1 Nov 2007 to 30 Sep 2011)
  • CF23 Corporate Finance Adviser (5 Dec 2006 to 31 Oct 2007)
• Frederik Theodor Banggaard Kofmann

  IRN FXK00141

  • [FCA CF] Client dealing (since 10 Apr 2025)
• Fredrik Stocklassa

  IRN FXS13931

  • [FCA CF] Client dealing (31 Dec 2020 to 7 May 2021)
  • CF30 Customer (16 Apr 2019 to 8 Dec 2019)
• Félice Anaïs Ann Maya Hostens

  IRN FXH00153

  • [FCA CF] Client dealing (since 4 Mar 2024)

• Rothschild & Co Europe Partnership (no longer appointed)

  FRN 801234 · Appointed 9 Feb 2018 · Until 25 Mar 2021

• Lanebridge Investment Management Limited (no longer appointed)

  FRN 550909 · Appointed 13 May 2011 · Until 12 Jun 2024

No changes recorded yet.