N. M. ROTHSCHILD & SONS LIMITED

• Principal Place of Business

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

  Web

  https://www.rothschildandco.com

• Complaints Contact

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Advice to retail clients is limited to corporate finance business only
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Edward Oliver Henry Little

  IRN EOL01002

  • CF30 Customer (12 May 2011 to 16 Jul 2012)
• Edward Stembridge

  IRN EXS01368

  • CF30 Customer (10 Dec 2009 to 6 Sep 2012)
• Edward Storey

  IRN EXS01261

  • CF23 Corporate Finance Adviser (15 Dec 2005 to 25 Aug 2006)
• Edward Welsh

  IRN EXW01055

  • CF30 Customer (1 Nov 2007 to 31 Mar 2012)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
• Edwin Yatwen Tin

  IRN EYT01001

  • CF30 Customer (15 May 2015 to 6 Mar 2016)
• Eemil Ekdahl

  IRN EXE00099

  • [FCA CF] Client dealing (since 27 Jan 2025)
• Ekaterina Aneichyk

  IRN EXK01240

  • CF30 Customer (15 Dec 2014 to 6 Mar 2016)
• Ekaterina Ksoll

  IRN EXK01155

  • CF30 Customer (23 Nov 2007 to 29 Aug 2008)
• Ekaterina Neustroeva

  IRN NXE01121

  • CF30 Customer (22 Sep 2011 to 18 Jul 2014)
• Eleana Douma

  IRN EXD01293

  • CF30 Customer (28 Jun 2011 to 29 Jul 2011)

• Rothschild & Co Europe Partnership (no longer appointed)

  FRN 801234 · Appointed 9 Feb 2018 · Until 25 Mar 2021

• Lanebridge Investment Management Limited (no longer appointed)

  FRN 550909 · Appointed 13 May 2011 · Until 12 Jun 2024

No changes recorded yet.