Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (14 Sep 2020 to 23 Feb 2025)
    • [PRA CF] Significant risk taker or Material risk taker (27 Aug 2020 to 23 Feb 2025)
    • [FCA CF] Client dealing (6 Dec 2019 to 23 Feb 2025)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (27 Aug 2020 to 23 Feb 2025)
  • Greenhill & Co. International LLP (no longer approved here)

    FRN 474168

    • CF30 Customer (1 Dec 2016 to 2 Sep 2019)
    • CF4 Partner (1 Dec 2016 to 2 Sep 2019)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF30 Customer (1 Nov 2007 to 31 Mar 2012)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.