N. M. ROTHSCHILD & SONS LIMITED

• Principal Place of Business

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

  Web

  https://www.rothschildandco.com

• Complaints Contact

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Advice to retail clients is limited to corporate finance business only
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christian de Fønss Thielke Pedersen

  IRN CXD00633

  • [FCA CF] Client dealing (since 1 Apr 2025)
• Christophe Louis Alonso

  IRN CLA01021

  • CF30 Customer (14 Oct 2016 to 7 Apr 2017)
  • CF21 Investment Adviser (15 Jan 2007 to 31 Oct 2007)
• Christopher Francis Ewbank

  IRN CFE01007

  • CF2 Non Executive Director (1 Dec 2001 to 18 Apr 2005)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 18 Apr 2005)
• Christopher Gordon James Leith

  IRN CXL16585

  • CF30 Customer (27 Jun 2019 to 8 Dec 2019)
• Christopher James Moreland

  IRN CJM01425

  • CF30 Customer (26 Mar 2014 to 6 Mar 2016)
• Christopher James Parsons

  IRN CJP01088

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 15 Aug 2003)
• Christopher John Kenny

  IRN CJK01026

  • CF21 Investment Adviser (1 Dec 2001 to 20 Sep 2002)
• Christopher John Marshall Arnold

  IRN CJA01139

  • [FCA CF] Client dealing (since 31 Dec 2020)
  • CF30 Customer (14 Oct 2016 to 8 Dec 2019)
• Christopher John Petre-Hoyle

  IRN CXP06047

  • [FCA CF] Manager of certification employee (since 17 May 2022)
  • [FCA CF] Client dealing (since 31 Dec 2020)
  • CF30 Customer (11 Sep 2018 to 8 Dec 2019)
• Christopher Lewis Coleman

  IRN CLC01024

  • SMF3 Executive Director (9 Dec 2019 to 21 Sep 2023)
  • Responsibility for MCD Intermediation (19 Sep 2016 to 24 Jan 2018)
  • CF1 Director (19 Sep 2016 to 8 Dec 2019)
  • CF1 Director (AR) (21 Sep 2015 to 11 Jun 2024)
  • CF29 Significant management (20 Apr 2011 to 6 Mar 2016)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

• Rothschild & Co Europe Partnership (no longer appointed)

  FRN 801234 · Appointed 9 Feb 2018 · Until 25 Mar 2021

• Lanebridge Investment Management Limited (no longer appointed)

  FRN 550909 · Appointed 13 May 2011 · Until 12 Jun 2024

No changes recorded yet.