Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 31 Dec 2020)
    • [FCA CF] Client dealing (since 31 Dec 2020)
    • [FCA CF] Manager of certification employee (since 31 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 16 Sep 2016)
    • CF1 Director (16 Aug 2016 to 8 Dec 2019)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • SMF3 Executive Director (9 Dec 2019 to 21 Sep 2023)
    • CF1 Director (19 Sep 2016 to 8 Dec 2019)
    • Responsibility for MCD Intermediation (19 Sep 2016 to 24 Jan 2018)
    • CF1 Director (AR) (21 Sep 2015 to 11 Jun 2024)
    • CF29 Significant management (20 Apr 2011 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Lanebridge Investment Management Limited (no longer approved here)

    FRN 550909

    • Employed By (21 Sep 2015 to 11 Jun 2024)
  • Five Arrows Managers LLP (no longer approved here)

    FRN 216145

    • CF29 Significant management (12 Sep 2011 to 26 Nov 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.