N. M. ROTHSCHILD & SONS LIMITED

• Principal Place of Business

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

  Web

  https://www.rothschildandco.com

• Complaints Contact

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Advice to retail clients is limited to corporate finance business only
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ben Martin Healy

  IRN BXH00256

  • [FCA CF] Client dealing (since 24 Feb 2025)
• Benedict Croak

  IRN BXC00110

  • [FCA CF] Client dealing (31 Dec 2020 to 1 Apr 2022)
• Benetta Courtney Le Roux

  IRN BXL00152

  • [FCA CF] Client dealing (since 15 Jun 2022)
• Benjamin Anthony Wood

  IRN BAW01021

  • CF21 Investment Adviser (1 Dec 2001 to 14 Mar 2003)
• Benjamin Brodovcky

  IRN BXB01425

  • CF30 Customer (7 Jun 2010 to 6 Mar 2016)
• Benjamin Christian Humphries

  IRN BXH00370

  • [FCA CF] Client dealing (since 14 Oct 2024)
• Benjamin David Mesrie

  IRN BXM00476

  • [FCA CF] Client dealing (since 21 Oct 2024)
• Benjamin David Rothberg

  IRN BDR01033

  • CF30 Customer (10 Nov 2016 to 9 Nov 2017)
• Benjamin George White

  IRN GXW00207

  • [FCA CF] Manager of certification employee (since 4 Nov 2025)
  • [FCA CF] Client dealing (since 11 Aug 2022)
• Benjamin Hollis Wilson

  IRN BHW01007

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 21 Jan 2006)

• Rothschild & Co Europe Partnership (no longer appointed)

  FRN 801234 · Appointed 9 Feb 2018 · Until 25 Mar 2021

• Lanebridge Investment Management Limited (no longer appointed)

  FRN 550909 · Appointed 13 May 2011 · Until 12 Jun 2024

No changes recorded yet.