N. M. ROTHSCHILD & SONS LIMITED

• Principal Place of Business

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

  Web

  https://www.rothschildandco.com

• Complaints Contact

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Advice to retail clients is limited to corporate finance business only
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Bartholomeus Jacobs Marie Dekker

  IRN BJD01053

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 3 Aug 2004)
• Bartlomiej Adam Dujczynski

  IRN BAD01025

  • CF30 Customer (1 Nov 2007 to 4 Dec 2007)
  • CF23 Corporate Finance Adviser (8 Jul 2005 to 31 Oct 2007)
• Bartosz Jaskula

  IRN BXJ01207

  • CF30 Customer (17 May 2012 to 6 Mar 2016)
• Basil Sakellis

  IRN BXS01196

  • CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2004)
• Basile David Zurcher

  IRN BXZ09749

  • [FCA CF] Client dealing (31 Dec 2020 to 1 Jan 2021)
  • CF30 Customer (21 Dec 2018 to 8 Dec 2019)
• Bastiaan Vaandrager

  IRN BXV01046

  • [FCA CF] Client dealing (since 9 Feb 2026)
  • CF30 Customer (19 Apr 2010 to 6 Mar 2016)
• Bastien Gaston Marcel Lacassagne

  IRN BGL01017

  • CF30 Customer (11 Oct 2016 to 16 Feb 2018)
• Beatriz Fernandez de Cordoba

  IRN BXF01271

  • CF30 Customer (15 Aug 2017 to 13 Jul 2018)
• Ben Ackland-Snow

  IRN BXA00151

  • [FCA CF] Client dealing (since 5 Aug 2025)
• Ben Davey

  IRN BND01002

  • CF30 Customer (1 Nov 2007 to 9 Apr 2010)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

• Rothschild & Co Europe Partnership (no longer appointed)

  FRN 801234 · Appointed 9 Feb 2018 · Until 25 Mar 2021

• Lanebridge Investment Management Limited (no longer appointed)

  FRN 550909 · Appointed 13 May 2011 · Until 12 Jun 2024

No changes recorded yet.