N. M. ROTHSCHILD & SONS LIMITED

• Principal Place of Business

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

  Web

  https://www.rothschildandco.com

• Complaints Contact

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Advice to retail clients is limited to corporate finance business only
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Aurelien Raphael Mir

  IRN ARM01269

  • CF30 Customer (30 May 2012 to 11 Feb 2013)
• Auriane Florence Isabelle Patricia Moch

  IRN AXM00886

  • [FCA CF] Client dealing (16 Aug 2021 to 14 Apr 2023)
• Avalon De Paravicini

  IRN ASD01094

  • [FCA CF] Client dealing (31 Dec 2020 to 8 Jul 2021)
  • CF30 Customer (27 Jun 2019 to 8 Dec 2019)
• Avi Bauernfreund

  IRN AXB01232

  • [FCA CF] Client dealing (since 4 Mar 2025)
• Avnish Chandra Srivastava

  IRN ACS01223

  • CF30 Customer (6 Jul 2012 to 30 Jun 2014)
• Avram Lloyd Goldberg

  IRN ALG01010

  • [FCA CF] Client dealing (since 31 Dec 2020)
  • CF30 Customer (14 Oct 2016 to 8 Dec 2019)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
• Aya Makki

  IRN AXM04704

  • CF30 Customer (1 Oct 2016 to 14 Jul 2017)
• Ayesha Malhotra

  IRN AXM02687

  • CF30 Customer (12 Mar 2009 to 29 Mar 2013)
• Ayman Hussain

  IRN AXH01502

  • [FCA CF] Client dealing (since 17 Jun 2025)
• Ayodeji Adelekan

  IRN AXA00311

  • [FCA CF] Client dealing (8 Sep 2021 to 27 Oct 2023)

• Rothschild & Co Europe Partnership (no longer appointed)

  FRN 801234 · Appointed 9 Feb 2018 · Until 25 Mar 2021

• Lanebridge Investment Management Limited (no longer appointed)

  FRN 550909 · Appointed 13 May 2011 · Until 12 Jun 2024

No changes recorded yet.