Avi Bauernfreund

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

N. M. ROTHSCHILD & SONS LIMITED
FRN 124451
- [FCA CF] Client dealing (since 4 Mar 2025)
Stout Park Ltd (no longer approved here)
FRN 1007297
- [FCA CF] Client dealing (11 Nov 2024 to 10 Feb 2025)
Sturgeon Ventures LLP (no longer approved here)
FRN 452811
- CF30 Customer (5 Jan 2023 to 7 Nov 2024)
Stout Park Ltd (no longer approved here)
FRN 621662
- Employed By (5 Jan 2023 to 7 Nov 2024)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.