N. M. ROTHSCHILD & SONS LIMITED

• Principal Place of Business

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

  Web

  https://www.rothschildandco.com

• Complaints Contact

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Advice to retail clients is limited to corporate finance business only
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew William Tovell

  IRN AWT01044

  • CF1 Director (7 Jan 2009 to 26 May 2010)
• Andrew Willis

  IRN AXW01401

  • CF23 Corporate Finance Adviser (15 Jul 2002 to 2 Jun 2003)
• Andrey Dvorkin

  IRN AXD02591

  • [FCA CF] Client dealing (31 Dec 2020 to 7 Jun 2021)
  • CF30 Customer (3 Oct 2016 to 8 Dec 2019)
• Aneta Maria Filipowicz

  IRN AMF01090

  • CF30 Customer (28 Apr 2008 to 19 Apr 2013)
• Angela Dukic

  IRN AXD13991

  • CF30 Customer (17 Apr 2019 to 8 Dec 2019)
• Angus Alexander Beattie

  IRN AXB04603

  • [FCA CF] Client dealing (since 8 May 2025)
• Angus James Abbott

  IRN AJA01253

  • CF30 Customer (16 Apr 2018 to 2 Jul 2018)
• Anika Sood

  IRN AXS02768

  • [FCA CF] Client dealing (since 31 Dec 2020)
  • CF30 Customer (14 Oct 2016 to 8 Dec 2019)
• Anish Doshi

  IRN AXD01722

  • CF30 Customer (6 Nov 2007 to 8 Aug 2008)
• Anita Chow

  IRN AXC01996

  • CF30 Customer (18 Dec 2008 to 17 Dec 2010)

• Rothschild & Co Europe Partnership (no longer appointed)

  FRN 801234 · Appointed 9 Feb 2018 · Until 25 Mar 2021

• Lanebridge Investment Management Limited (no longer appointed)

  FRN 550909 · Appointed 13 May 2011 · Until 12 Jun 2024

No changes recorded yet.