Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
New CourtSt Swithin's LaneLondonEC4N 8ALUNITED KINGDOM- Phone
- +4402072805000
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Complaints Contact
New CourtSt Swithin's LaneLondonEC4N 8ALUNITED KINGDOM- Phone
- +4402072805000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 2 limitations Hide limitations
- · Advice to retail clients is limited to corporate finance business only
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Olivier Nantois
IRN OXN01075
- (1069)CF30 Customer (26 Apr 2018 to 2 Aug 2019)
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Olli Simo Samuli Mustonen
IRN OSM01002
- (261)CF30 Customer (8 Sep 2008 to 30 Sep 2011)
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Oluwadara Matiluko
IRN OXM01185
- (1090)CF30 Customer (26 Oct 2016 to 6 Jul 2018)
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Oluwapelumi Rosanwo
IRN OXR00082
- (338)[FCA CF] Client dealing (since 15 Jan 2025)
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Oluwatoba Oluwajoba Fatimilehin
IRN OOF01004
- (1254)CF30 Customer (25 May 2017 to 6 Jul 2018)
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Oluwatosin Oyetunji
IRN OXO01173
- (1648)[FCA CF] Manager of certification employee (20 Apr 2021 to 16 Jul 2021)
- (1647)[FCA CF] Client dealing (31 Dec 2020 to 16 Jul 2021)
- (1646)CF30 Customer (14 May 2014 to 6 Mar 2016)
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Olympia Andrea Louka
IRN OAL01013
- (1788)CF30 Customer (8 Nov 2011 to 27 Jan 2012)
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Omar Faruqui
IRN OXF01005
- (1685)CF21 Investment Adviser (1 Dec 2001 to 15 Feb 2006)
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Omar Mahmood
IRN OXM01150
- (94)CF30 Customer (15 Jul 2014 to 2 Apr 2015)
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Omer Reuven Miller
IRN OXM00137
- (1500)[FCA CF] Client dealing (17 Feb 2025 to 24 Apr 2026)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Rothschild & Co Europe Partnership (no longer appointed)
FRN 801234 · Appointed 9 Feb 2018 · Until 25 Mar 2021
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Lanebridge Investment Management Limited (no longer appointed)
FRN 550909 · Appointed 13 May 2011 · Until 12 Jun 2024
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (510)[FCA CF] Client dealing
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controlled function added: (509)[FCA CF] Manager of certification employee
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controlled function added: (508)[FCA CF] Client dealing
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controlled function added: (507)[FCA CF] Client dealing
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controlled function added: (506)[FCA CF] Manager of certification employee
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controlled function added: (505)[FCA CF] Client dealing
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controlled function added: (504)[FCA CF] Client dealing
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controlled function added: (503)[FCA CF] Client dealing
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controlled function added: (502)[FCA CF] Client dealing
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controlled function added: (501)[FCA CF] Client dealing