Omar Faruqui

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Client dealing (15 Jan 2018 to 22 Jan 2019)
    • [FCA CF] Manager of certification employee (15 Jan 2018 to 22 Jan 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (7 Aug 2013 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 4 Sep 2012)
    • CF21 Investment Adviser (27 Mar 2006 to 31 Oct 2007)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF21 Investment Adviser (1 Dec 2001 to 15 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.