Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
New CourtSt Swithin's LaneLondonEC4N 8ALUNITED KINGDOM- Phone
- +4402072805000
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Complaints Contact
New CourtSt Swithin's LaneLondonEC4N 8ALUNITED KINGDOM- Phone
- +4402072805000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 2 limitations Hide limitations
- · Advice to retail clients is limited to corporate finance business only
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Oliver Guy Blackaby
IRN OGB01001
- (913)CF30 Customer (1 Nov 2007 to 21 May 2008)
- (914)CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
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Oliver James Drury
IRN OXD00053
- (462)[FCA CF] Client dealing (since 27 Jun 2022)
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Oliver James Frederick Knight
IRN OXK14269
- (1052)CF30 Customer (1 May 2019 to 8 Dec 2019)
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Oliver James McKenzie
IRN OXM00142
- (1488)[FCA CF] Client dealing (10 Apr 2025 to 6 Feb 2026)
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Oliver John Doublet
IRN OJD01017
- (29)CF30 Customer (18 Nov 2016 to 7 Jun 2019)
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Oliver Letwin
IRN OXL01002
- (669)CF30 Customer (1 Nov 2007 to 31 Dec 2009)
- (670)CF23 Corporate Finance Adviser (18 Oct 2005 to 31 Oct 2007)
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Oliver Peter Cardigan
IRN OPC01001
- (1928)CF21 Investment Adviser (1 Dec 2001 to 28 Jul 2006)
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Oliver Siegel
IRN OXS01016
- (854)CF30 Customer (1 Nov 2007 to 3 Feb 2012)
- (855)CF21 Investment Adviser (2 Oct 2007 to 31 Oct 2007)
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Olivia Margaret Clare Duncan
IRN OMC01005
- (559)CF21 Investment Adviser (1 Dec 2001 to 15 Mar 2005)
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Olivia Victoria Penelope Gautier
IRN OVG01000
- (124)CF30 Customer (3 Jun 2013 to 22 Nov 2013)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Rothschild & Co Europe Partnership (no longer appointed)
FRN 801234 · Appointed 9 Feb 2018 · Until 25 Mar 2021
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Lanebridge Investment Management Limited (no longer appointed)
FRN 550909 · Appointed 13 May 2011 · Until 12 Jun 2024
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (510)[FCA CF] Client dealing
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controlled function added: (509)[FCA CF] Manager of certification employee
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controlled function added: (508)[FCA CF] Client dealing
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controlled function added: (507)[FCA CF] Client dealing
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controlled function added: (506)[FCA CF] Manager of certification employee
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controlled function added: (505)[FCA CF] Client dealing
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controlled function added: (504)[FCA CF] Client dealing
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controlled function added: (503)[FCA CF] Client dealing
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controlled function added: (502)[FCA CF] Client dealing
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controlled function added: (501)[FCA CF] Client dealing