Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 16 Aug 2024)
    • [FCA CF] Client dealing (since 18 May 2023)
  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • [FCA CF] Client dealing (9 Dec 2019 to 11 Apr 2023)
    • CF30 Customer (12 Mar 2019 to 8 Dec 2019)
  • Numis Securities Limited (no longer approved here)

    FRN 144822

    • CF30 Customer (1 Nov 2007 to 14 Dec 2018)
    • CF21 Investment Adviser (4 Sep 2006 to 31 Oct 2007)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF21 Investment Adviser (1 Dec 2001 to 28 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.